Data / Investment advisers / New York / Melville
Investment advisers in Melville, NY: 16 firms, $8.8 billion in AUM
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
16 investment advisers have their main office in Melville, New York: 15 SEC registered and 1 exempt reporting. The registered advisers report $8.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is The Wealth Alliance, LLC with $2.1 billion.
The request: Every investment adviser in Melville, New York with AUM over $100 million, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 16Advisers
- 15SEC registered
- 1Exempt reporting
- $8.8 billionTotal AUM
- 15Advisers over $100 million
- 2Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| The Wealth Alliance, LLC | Melville | $2.10 billion | 4,620 | 29 | Not listed | (631) 670-0682 | adviserinfo.sec.gov | |
| J.J. Burns & Company | Melville | $1.25 billion | 2,530 | 16 | Not listed | (631) 390-0500 | adviserinfo.sec.gov | |
| Fincadia Advisors LLC | Melville | $1.00 billion | 2 | 3 | 15 | (646) 292-5001 | adviserinfo.sec.gov | |
| Frisch Financial Group, Inc. | Melville | $931.6 million | 1,759 | 18 | Not listed | (516) 694-7900 | frischfinancial.com | adviserinfo.sec.gov |
| Compass Advisors | Melville | $767.5 million | 1,152 | 7 | Not listed | (516) 938-2400 | compassadvisors.com | adviserinfo.sec.gov |
| Landmark Wealth Management, LLC | Melville | $442 million | 865 | 6 | Not listed | (888) 342-6436 | adviserinfo.sec.gov | |
| Prospect Financial Services LLC | Melville | $431 million | 1,156 | 12 | Not listed | (631) 424-5218 | profinserv.net | adviserinfo.sec.gov |
| Lantern Wealth Advisors, LLC | Melville | $319.9 million | 398 | 26 | Not listed | (631) 454-2000 | heroldlantern.com | adviserinfo.sec.gov |
| Aps Wealth Management, LLC | Melville | $311.5 million | 326 | 9 | Not listed | (516) 228-8444 | adviserinfo.sec.gov | |
| Pelkonen and Associates LLC | Melville | $293.3 million | 906 | 4 | Not listed | (631) 396-1032 | ampwealthcare.com | adviserinfo.sec.gov |
| Accrued Equities Inc. | Melville | $271.8 million | 1 | 4 | Not listed | (631) 423-7373 | adviserinfo.sec.gov | |
| Clear Point Advisors, Inc. | Melville | $253.4 million | 418 | 4 | Not listed | (631) 333-2222 | cptadvisors.com | adviserinfo.sec.gov |
| Excomp Asset Management LTD | Melville | $140.2 million | 146 | 5 | Not listed | (631) 465-9670 | excompam.com | adviserinfo.sec.gov |
| Imperity Wealth Alliance LLC | Melville | $139.7 million | 574 | 14 | Not listed | (800) 203-2702 | huntfinancialsolutions.com | adviserinfo.sec.gov |
| Four Corners Financial | Melville | $104.8 million | 175 | 1 | Not listed | (631) 271-1170 | fourcornersfincl.com | adviserinfo.sec.gov |
| Startengine Adviser LLC | Melville | Not listed | Not listed | Not listed | 93 | (516) 382-3479 | adviserinfo.sec.gov |
Advisers in Melville that manage private funds
2 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Startengine Adviser LLC | Melville | NY | 93 | Not listed | 93 | Not listed | Not listed | $149.2 million | Not listed | adviserinfo.sec.gov |
| Fincadia Advisors LLC | Melville | NY | 15 | Not listed | 15 | Not listed | Not listed | $1.00 billion | $1.00 billion | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.