Data / Investment advisers / New York / Magnus Financial Group LLC
Magnus Financial Group LLC, New York, NY: $2.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Magnus Financial Group LLC is an SEC registered investment adviser with its main office in New York, New York and reports $2.3 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 289423
- SEC file number
- 801-111093
- SEC status
- Approved, effective September 4, 2017
- Main office
- 90 Park Avenue Suite 1800, New York, NY 10016
- Phone
- (800) 339-1367
- Regulatory AUM
- $2,326,112,236 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $2,193,623,525
- Non discretionary AUM
- $132,488,711
- Accounts
- 4,782
- Employees
- 24, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 375 | $1.78 billion |
| Individuals (other than high net worth individuals) | 739 | $383.7 million |
| Corporations or other businesses | 44 | $144.7 million |
| Charitable organizations | Fewer than 5 | $14.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.33 billion | March 31, 2026 |
| December 1, 2025 | $1.95 billion | March 29, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Broadriver Asset Management, L.P. | New York | $2.34 billion | 9 | adviserinfo.sec.gov |
| Everside Capital Partners | New York | $2.34 billion | 20 | adviserinfo.sec.gov |
| CVC Credit Partners U.S. Clo Management LLC | New York | $2.33 billion | 8 | adviserinfo.sec.gov |
| Aip Management US | New York | $2.33 billion | Not listed | adviserinfo.sec.gov |
| Belzberg & Co. | New York | $2.33 billion | 90 | adviserinfo.sec.gov |
| PPC Enterprises LLC | New York | $2.32 billion | 2 | adviserinfo.sec.gov |
| Greensledge Advisors LLC | New York | $2.31 billion | Not listed | adviserinfo.sec.gov |
| Tiptree Advisors, LLC | New York | $2.31 billion | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Magnus Financial Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.