Data / Investment advisers / New York / Quartz Partners Investment Management
Quartz Partners Investment Management, Saratoga Springs, NY: $612 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Quartz Partners Investment Management is an SEC registered investment adviser with its main office in Saratoga Springs, New York and reports $612 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include other investment advisers, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Quartz Partners Investment Management (CRD number 174327): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 174327
- SEC file number
- 801-80822
- SEC status
- Approved, effective January 20, 2015
- Legal name
- Quartz Partners, LLC
- Main office
- 85 Railroad Place Suite 101a, Saratoga Springs, NY 12866
- Phone
- (800) 433-0422
- Website
- eticofinancial.com
- Regulatory AUM
- $611,945,874 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $358,317,101
- Non discretionary AUM
- $253,628,773
- Accounts
- 1,277
- Employees
- 26, of which 22 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 12
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 11 | $212.4 million |
| High net worth individuals | 88 | $205.8 million |
| Individuals (other than high net worth individuals) | 656 | $156.2 million |
| Pension and profit sharing plans | 10 | $33.8 million |
| Corporations or other businesses | 3 | $3.5 million |
| Charitable organizations | 1 | $742 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $611.9 million | June 8, 2026 |
| January 2, 2026 | $397.8 million | December 26, 2025 |
| December 1, 2025 | $281 million | October 10, 2025 |
Other advisers in Saratoga Springs
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Shade Tree Advisors LLC | Saratoga Springs | $1.45 billion | 2 | adviserinfo.sec.gov |
| King Wealth Management Group, LLC | Saratoga Springs | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Minichmacgregor Wealth Management, LLC | Saratoga Springs | $722.9 million | Not listed | adviserinfo.sec.gov |
| Congress Park Capital LLC | Saratoga Springs | $422.3 million | Not listed | adviserinfo.sec.gov |
| Continuum Wealth Advisors, LLC | Saratoga Springs | $345.6 million | Not listed | adviserinfo.sec.gov |
| Crescent Hill Partners LLC | Saratoga Springs | $298.8 million | Not listed | adviserinfo.sec.gov |
| Tailored Wealth Solutions | Saratoga Springs | $271.8 million | Not listed | adviserinfo.sec.gov |
| Sterling Manor Financial, LLC | Saratoga Springs | $201 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Saratoga Springs, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving other investment advisers
- Advisers serving high net worth individuals
- Quartz Partners Investment Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.