Data / Investment advisers / New York / Shade Tree Advisors LLC
Shade Tree Advisors LLC, Saratoga Springs, NY: $1.5 billion AUM, SEC registered investment adviser
Shade Tree Advisors LLC is an SEC registered investment adviser with its main office in Saratoga Springs, New York and reports $1.5 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 289905
- SEC file number
- 801-111885
- SEC status
- Approved, effective October 20, 2017
- Main office
- 19 Railroad Place Suite 301, Saratoga Springs, NY 12866
- Phone
- (518) 290-9460
- Website
- shadetreeadvisors.com
- Regulatory AUM
- $1,454,152,031 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,412,952,918
- Non discretionary AUM
- $41,199,113
- Accounts
- 152
- Employees
- 66, of which 21 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 2: 2 private equity funds
- Gross assets of private funds
- $234,285,687
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $1.16 billion |
| Pooled investment vehicles | 2 | $234.3 million |
| Corporations or other businesses | 1 | $53.4 million |
| Individuals (other than high net worth individuals) | 7 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.45 billion | March 30, 2026 |
| December 1, 2025 | $1.03 billion | July 29, 2025 |
Other advisers in Saratoga Springs
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| King Wealth Management Group, LLC | Saratoga Springs | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Minichmacgregor Wealth Management, LLC | Saratoga Springs | $722.9 million | Not listed | adviserinfo.sec.gov |
| Quartz Partners Investment Management | Saratoga Springs | $611.9 million | Not listed | adviserinfo.sec.gov |
| Congress Park Capital LLC | Saratoga Springs | $422.3 million | Not listed | adviserinfo.sec.gov |
| Continuum Wealth Advisors, LLC | Saratoga Springs | $345.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Saratoga Springs, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Shade Tree Advisors LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.