Data / Investment advisers / New York / W & S Management Services, Inc.
W & S Management Services, Inc., Rochester, NY: $166 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
W & S Management Services, Inc. is an SEC registered investment adviser with its main office in Rochester, New York and reports $166 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch W & S Management Services, Inc. (CRD number 127852): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 127852
- SEC file number
- 801-69165
- SEC status
- Approved, effective May 21, 2008
- Main office
- 470 Long Pond Road Suite 200, Rochester, NY 14612
- Phone
- (585) 720-9971
- Website
- wandsmgmt.com
- Regulatory AUM
- $166,000,000 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $166,000,000
- Accounts
- 487
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 51 | $93.8 million |
| Individuals (other than high net worth individuals) | 436 | $71.5 million |
| Corporations or other businesses | Fewer than 5 | $700,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $166 million | March 26, 2026 |
| December 1, 2025 | $134.4 million | March 30, 2025 |
Other advisers in Rochester
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Prentice Wealth Management LLC | Rochester | $567.5 million | Not listed | adviserinfo.sec.gov |
| Rise Advisors, LLC | Rochester | $441.2 million | Not listed | adviserinfo.sec.gov |
| Lifemark Securities Corp. | Rochester | $424.9 million | Not listed | adviserinfo.sec.gov |
| Indiano Capital Management | Rochester | $253.8 million | Not listed | adviserinfo.sec.gov |
| Boyd Capital | Rochester | $168.3 million | Not listed | adviserinfo.sec.gov |
| Northlanding Financial Partners, LLC | Rochester | $152.2 million | Not listed | adviserinfo.sec.gov |
| Core Alpha, Inc. | Rochester | $146.1 million | Not listed | adviserinfo.sec.gov |
| Fien Capital Management, LLC | Rochester | $137.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rochester, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- W & S Management Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.