Data / Investment advisers / New York / Charles Pratt & Company, L.L.C.
Charles Pratt & Company, L.L.C., New York, NY: $916 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Charles Pratt & Company, L.L.C. is an SEC registered investment adviser with its main office in New York, New York and reports $916 million in regulatory assets under management in its Form ADV filed June 1, 2026. Its clients include individuals, pooled investment vehicles and high net worth individuals. It is paid through a percentage of assets under management. It advises 1 private fund.
The request: Watch Charles Pratt & Company, L.L.C. (CRD number 104864): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 104864
- SEC file number
- 801-20651
- SEC status
- Approved, effective February 14, 1984
- Main office
- 1270 Avenue of the Americas Suite 940, New York, NY 10020
- Phone
- (212) 867-4444
- Website
- charlespratt.com
- Regulatory AUM
- $916,092,202 in the Form ADV filed June 1, 2026
- Discretionary AUM
- $886,721,925
- Non discretionary AUM
- $29,370,277
- Accounts
- 544
- Employees
- 9, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $22,127,399
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 294 | $604 million |
| Pooled investment vehicles | 7 | $245.5 million |
| High net worth individuals | 14 | $66.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $916.1 million | March 9, 2026 |
| December 1, 2025 | $876.8 million | May 1, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Estabrook Capital Management LLC | New York | $933.3 million | Not listed | adviserinfo.sec.gov |
| Oppenheimer Investment Management LLC | New York | $929.4 million | Not listed | adviserinfo.sec.gov |
| Opto Investment Management, LLC | New York | $928.6 million | 29 | adviserinfo.sec.gov |
| Monticelloam, LLC | New York | $923.3 million | 41 | adviserinfo.sec.gov |
| Bridger Investment Partners LLC | New York | $920.2 million | Not listed | adviserinfo.sec.gov |
| Dome Equities, LLC | New York | $915.4 million | 15 | adviserinfo.sec.gov |
| Madryn Asset Management, LP | New York | $915 million | 6 | adviserinfo.sec.gov |
| Brookfield Asset Management Pic BMG, LLC | New York | $911.7 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Charles Pratt & Company, L.L.C. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.