Data / Investment advisers / New York / Goalvest Advisory LLC
Goalvest Advisory LLC, New York, NY: $778 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Goalvest Advisory LLC is an SEC registered investment adviser with its main office in New York, New York and reports $778 million in regulatory assets under management in its Form ADV filed August 12, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 4 private funds.
The request: Watch Goalvest Advisory LLC (CRD number 285374): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 285374
- SEC file number
- 801-116790
- SEC status
- Approved, effective June 21, 2019
- Main office
- 4 World Trade Center, Suite 2908, New York, NY 10007
- Phone
- (646) 941-8458
- Regulatory AUM
- $777,569,840 in the Form ADV filed August 12, 2026
- Discretionary AUM
- $758,874,406
- Non discretionary AUM
- $18,695,434
- Accounts
- 1,376
- Employees
- 10, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Private funds
- 4: 2 other private funds, 1 private equity fund, 1 venture capital fund
- Gross assets of private funds
- $16,771,667
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 207 | $543.7 million |
| Individuals (other than high net worth individuals) | 236 | $101 million |
| Corporations or other businesses | 39 | $96.9 million |
| Pooled investment vehicles | 4 | $27 million |
| Charitable organizations | 1 | $8.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $777.6 million | March 31, 2026 |
| December 1, 2025 | $628.3 million | October 15, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Flagstar Securities, Inc. | New York | $784.3 million | Not listed | adviserinfo.sec.gov |
| Deltec Asset Management LLC | New York | $782.8 million | 4 | adviserinfo.sec.gov |
| Sierra Crest Investment Management LLC | New York | $781.1 million | 1 | adviserinfo.sec.gov |
| Water Asset Management, LLC | New York | $780.9 million | 13 | adviserinfo.sec.gov |
| Safanad Inc. | New York | $779.8 million | 7 | adviserinfo.sec.gov |
| Snow Phipps Group, LLC | New York | $777.1 million | 10 | adviserinfo.sec.gov |
| Grafine Capital Holdings LLC | New York | $775 million | 4 | adviserinfo.sec.gov |
| Ampfield Management | New York | $774 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Goalvest Advisory LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.