Data / Investment advisers / New York / Prato Capital Management
Prato Capital Management, White Plains, NY: $225 million AUM, SEC registered investment adviser
Prato Capital Management is an SEC registered investment adviser with its main office in White Plains, New York and reports $225 million in regulatory assets under management in its Form ADV filed March 2, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 289917
- SEC file number
- 801-111842
- SEC status
- Approved, effective October 12, 2017
- Legal name
- Prato Capital Management, Inc.
- Main office
- 70 Gedney Way, White Plains, NY 10605
- Phone
- (914) 930-6871
- Regulatory AUM
- $224,563,710 in the Form ADV filed March 2, 2026
- Discretionary AUM
- $224,563,710
- Accounts
- 706
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 241 | $91 million |
| High net worth individuals | 32 | $64.8 million |
| Pension and profit sharing plans | 25 | $41.3 million |
| Corporations or other businesses | 5 | $2.8 million |
| Charitable organizations | 2 | $400,153 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $224.6 million | March 2, 2026 |
| December 1, 2025 | $195.7 million | January 30, 2025 |
Other advisers in White Plains
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lyonross Capital Management, LLC | White Plains | $880.5 million | Not listed | adviserinfo.sec.gov |
| LNK Partners, LLC | White Plains | $748.6 million | 3 | adviserinfo.sec.gov |
| Jade Mountain Partners, LLC | White Plains | $588.4 million | 6 | adviserinfo.sec.gov |
| Madison Advisory Services, Inc. | White Plains | $509.7 million | Not listed | adviserinfo.sec.gov |
| Paradigm Asset Management | White Plains | $441.7 million | Not listed | adviserinfo.sec.gov |
| Timber Point Capital Management | White Plains | $188.3 million | Not listed | adviserinfo.sec.gov |
| Lanx Management, LLC | White Plains | $187.7 million | 4 | adviserinfo.sec.gov |
| Prism Planning and Solutions Group | White Plains | $157 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in White Plains, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Prato Capital Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.