Data / Investment advisers / New York / Prism Planning and Solutions Group
Prism Planning and Solutions Group, White Plains, NY: $157 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Prism Planning and Solutions Group is an SEC registered investment adviser with its main office in White Plains, New York and reports $157 million in regulatory assets under management in its Form ADV filed August 7, 2026. Its clients include individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 340003
- SEC file number
- 801-135208
- SEC status
- Approved, effective February 17, 2026
- Legal name
- Ppsgrp LLC
- Main office
- 777 Westchester Ave. Suite 101, White Plains, NY 10604
- Phone
- (914) 831-3050
- Website
- ppsgrp.com
- Regulatory AUM
- $157,013,593 in the Form ADV filed August 7, 2026
- Discretionary AUM
- $21,951,137
- Non discretionary AUM
- $135,062,456
- Accounts
- 426
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 426 | $157 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $157 million | June 26, 2026 |
| March 2, 2026 | Not listed | February 15, 2026 |
Other advisers in White Plains
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Madison Advisory Services, Inc. | White Plains | $509.7 million | Not listed | adviserinfo.sec.gov |
| Paradigm Asset Management | White Plains | $441.7 million | Not listed | adviserinfo.sec.gov |
| Prato Capital Management | White Plains | $224.6 million | Not listed | adviserinfo.sec.gov |
| Timber Point Capital Management | White Plains | $188.3 million | Not listed | adviserinfo.sec.gov |
| Lanx Management, LLC | White Plains | $187.7 million | 4 | adviserinfo.sec.gov |
| Milagre Wealth Management, Inc. | White Plains | $137.1 million | Not listed | adviserinfo.sec.gov |
| Downtown Investment Advisory | White Plains | $125.3 million | Not listed | adviserinfo.sec.gov |
| Dynamic Trading Management, LLC. | White Plains | $116.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in White Plains, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Prism Planning and Solutions Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.