Data / Investment advisers / New York / Dynamic Trading Management, LLC.
Dynamic Trading Management, LLC., White Plains, NY: $117 million AUM, SEC registered investment adviser
Dynamic Trading Management, LLC. is an SEC registered investment adviser with its main office in White Plains, New York and reports $117 million in regulatory assets under management in its Form ADV filed March 16, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 142638
- SEC file number
- 801-67375
- SEC status
- Approved, effective December 11, 2006
- Main office
- 245 Main Street 4th Floor, White Plains, NY 10601
- Phone
- (914) 220-9404
- Regulatory AUM
- $116,593,685 in the Form ADV filed March 16, 2026
- Discretionary AUM
- $74,228,822
- Non discretionary AUM
- $42,364,863
- Accounts
- 140
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 40 | $59.1 million |
| Pension and profit sharing plans | 2 | $44.6 million |
| Individuals (other than high net worth individuals) | 39 | $12.2 million |
| Corporations or other businesses | 1 | $751,161 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $116.6 million | March 16, 2026 |
| December 1, 2025 | $103.2 million | July 30, 2025 |
Other advisers in White Plains
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Timber Point Capital Management | White Plains | $188.3 million | Not listed | adviserinfo.sec.gov |
| Lanx Management, LLC | White Plains | $187.7 million | 4 | adviserinfo.sec.gov |
| Prism Planning and Solutions Group | White Plains | $157 million | Not listed | adviserinfo.sec.gov |
| Milagre Wealth Management, Inc. | White Plains | $137.1 million | Not listed | adviserinfo.sec.gov |
| Downtown Investment Advisory | White Plains | $125.3 million | Not listed | adviserinfo.sec.gov |
| Fox Financial Services, Inc. | White Plains | $110.9 million | Not listed | adviserinfo.sec.gov |
| Stonebridge Partners LLC | White Plains | $99.4 million | 14 | adviserinfo.sec.gov |
| Arrowhead Investment Management LLC | White Plains | $77.6 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in White Plains, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Dynamic Trading Management, LLC. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.