Data / Investment advisers / New York / Paradigm Asset Management
Paradigm Asset Management, White Plains, NY: $442 million AUM, SEC registered investment adviser
Paradigm Asset Management is an SEC registered investment adviser with its main office in White Plains, New York and reports $442 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include state and municipal governments, pension and profit sharing plans and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 111479
- SEC file number
- 801-49001
- SEC status
- Approved, effective May 17, 1995
- Legal name
- Paradigm Asset Management Company, L.L.C.
- Main office
- 445 Hamilton Avenue Floor 11, White Plains, NY 10601
- Phone
- (212) 771-6100
- Website
- paradigmasset.com
- Regulatory AUM
- $441,717,174 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $441,717,174
- Accounts
- 10
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 7 | $367.6 million |
| Pension and profit sharing plans | Fewer than 5 | $48.6 million |
| Corporations or other businesses | Fewer than 5 | $25.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $441.7 million | March 30, 2026 |
| December 1, 2025 | $372.5 million | March 20, 2025 |
Other advisers in White Plains
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Matrix Asset Advisors Inc | White Plains | $1.40 billion | Not listed | adviserinfo.sec.gov |
| Lyonross Capital Management, LLC | White Plains | $880.5 million | Not listed | adviserinfo.sec.gov |
| LNK Partners, LLC | White Plains | $748.6 million | 3 | adviserinfo.sec.gov |
| Jade Mountain Partners, LLC | White Plains | $588.4 million | 6 | adviserinfo.sec.gov |
| Madison Advisory Services, Inc. | White Plains | $509.7 million | Not listed | adviserinfo.sec.gov |
| Prato Capital Management | White Plains | $224.6 million | Not listed | adviserinfo.sec.gov |
| Timber Point Capital Management | White Plains | $188.3 million | Not listed | adviserinfo.sec.gov |
| Lanx Management, LLC | White Plains | $187.7 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in White Plains, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving state and municipal governments
- Advisers serving pension and profit sharing plans
- Paradigm Asset Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.