Data / Investment advisers / New York / Williams Jones Wealth Management, LLC
Williams Jones Wealth Management, LLC, New York, NY: $12.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Williams Jones Wealth Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $12.5 billion in regulatory assets under management in its Form ADV filed April 30, 2026. Its clients include high net worth individuals, corporations and other businesses and charitable organizations. It is paid through a percentage of assets under management. It advises 8 private funds.
The request: Watch Williams Jones Wealth Management, LLC (CRD number 301925): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 301925
- SEC file number
- 801-116946
- SEC status
- Approved, effective July 22, 2019
- Main office
- 717 Fifth Avenue 11th Floor, New York, NY 10022
- Phone
- (212) 935-8750
- Website
- focusfinancialpartners.com
- Regulatory AUM
- $12,474,548,126 in the Form ADV filed April 30, 2026
- Discretionary AUM
- $12,419,932,178
- Non discretionary AUM
- $54,615,948
- Accounts
- 4,788
- Employees
- 52, of which 24 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 8: 7 hedge funds, 1 other private fund
- Gross assets of private funds
- $186,127,651
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,335 | $10.95 billion |
| Corporations or other businesses | 84 | $1.01 billion |
| Charitable organizations | 127 | $271.4 million |
| Individuals (other than high net worth individuals) | 182 | $125 million |
| Pension and profit sharing plans | 26 | $114.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $12.47 billion | March 16, 2026 |
| December 1, 2025 | $11.62 billion | April 29, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Avoro Capital Advisors LLC | New York | $13.55 billion | 2 | adviserinfo.sec.gov |
| The Riverside Company | New York | $13.53 billion | 123 | adviserinfo.sec.gov |
| Ivy Hill Asset Management, L.P. | New York | $12.96 billion | 18 | adviserinfo.sec.gov |
| MKP Capital Management, L.L.C. | New York | $12.85 billion | 2 | adviserinfo.sec.gov |
| LS Power Equity Advisors, LLC | New York | $12.64 billion | 9 | adviserinfo.sec.gov |
| Royce Investment Partners | New York | $12.41 billion | 1 | adviserinfo.sec.gov |
| Sound Point Clo C-Moa, LLC | New York | $12.34 billion | 24 | adviserinfo.sec.gov |
| Ramirez Asset Management, Inc. | New York | $12.27 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Williams Jones Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.