Data / Investment advisers / New York / Note Advisors, LLC
Note Advisors, LLC, Buffalo, NY: $437 million AUM, SEC registered investment adviser
Note Advisors, LLC is an SEC registered investment adviser with its main office in Buffalo, New York and reports $437 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 171466
- SEC file number
- 801-79807
- SEC status
- Approved, effective May 27, 2014
- Main office
- 50 Lakefront Blvd, Suite 215, Buffalo, NY 14202
- Phone
- (716) 256-1682
- Website
- noteadvisor.com
- Regulatory AUM
- $436,965,505 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $436,607,479
- Non discretionary AUM
- $358,026
- Accounts
- 1,183
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $191.1 million |
| Individuals (other than high net worth individuals) | 465 | $173.4 million |
| Pension and profit sharing plans | 24 | $72.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $437 million | March 30, 2026 |
| December 1, 2025 | $382.2 million | March 25, 2025 |
Other advisers in Buffalo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sandhill Investment Management | Buffalo | $2.40 billion | Not listed | adviserinfo.sec.gov |
| Lawley Retirement Advisors | Buffalo | $2.13 billion | Not listed | adviserinfo.sec.gov |
| Sanderson Wealth Management, LLC | Buffalo | $1.43 billion | Not listed | adviserinfo.sec.gov |
| Sterling Investment Counsel, LLC | Buffalo | $1.03 billion | Not listed | adviserinfo.sec.gov |
| Trubee Wealth Advisors, Inc. | Buffalo | $911.5 million | Not listed | adviserinfo.sec.gov |
| Hudson Capital Advisory, Inc. | Buffalo | $327.7 million | Not listed | adviserinfo.sec.gov |
| Miller, Gesko & Company Inc. | Buffalo | $183.1 million | Not listed | adviserinfo.sec.gov |
| Collins Advisors, LLC | Buffalo | $176.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Buffalo, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Note Advisors, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.