Data / Investment advisers / New York / Allen Investment Management, LLC
Allen Investment Management, LLC, New York, NY: $16.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Allen Investment Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $16.9 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 1 private fund.
The request: Watch Allen Investment Management, LLC (CRD number 124454): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 124454
- SEC file number
- 801-61985
- SEC status
- Approved, effective April 11, 2003
- Main office
- 711 Fifth Avenue, 10th Floor, New York, NY 10022
- Phone
- (212) 832-8000
- Regulatory AUM
- $16,914,755,305 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $14,087,219,651
- Non discretionary AUM
- $2,827,535,654
- Accounts
- 840
- Employees
- 28, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $570,118
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 142 | $16.86 billion |
| Pooled investment vehicles | 2 | $49.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $16.91 billion | March 30, 2026 |
| December 1, 2025 | $15.83 billion | March 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Searchlight Capital Partners | New York | $17.51 billion | 73 | adviserinfo.sec.gov |
| American Industrial Partners | New York | $17.47 billion | 10 | adviserinfo.sec.gov |
| Fiera Capital Inc. | New York | $17.28 billion | 5 | adviserinfo.sec.gov |
| Bernard L. Madoff Investment Securities LLC | New York | $17.09 billion | Not listed | adviserinfo.sec.gov |
| Niobrara Capital Partners | New York | $17.07 billion | 8 | adviserinfo.sec.gov |
| Symmetry Investments US LLC | New York | $16.83 billion | Not listed | adviserinfo.sec.gov |
| Monarch | New York | $16.69 billion | 44 | adviserinfo.sec.gov |
| Darsana Capital Partners LP | New York | $16.67 billion | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Allen Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.