Data / Investment advisers / Pennsylvania / Confluence Financial Partners
Confluence Financial Partners, McMurray, PA: $7.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Confluence Financial Partners is an SEC registered investment adviser with its main office in McMurray, Pennsylvania and reports $7.8 billion in regulatory assets under management in its Form ADV filed September 15, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Confluence Financial Partners (CRD number 311980): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311980
- SEC file number
- 801-120711
- SEC status
- Approved, effective April 5, 2021
- Legal name
- Confluence Wealth Services, LLC
- Main office
- 732 E McMurray Rd, McMurray, PA 15317
- Phone
- (724) 271-8801
- Website
- confluencefp.com
- Regulatory AUM
- $7,808,637,160 in the Form ADV filed September 15, 2026
- Discretionary AUM
- $7,511,939,743
- Non discretionary AUM
- $296,697,417
- Accounts
- 14,993
- Employees
- 71, of which 39 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 8
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,910 | $6.34 billion |
| Individuals (other than high net worth individuals) | 3,238 | $1.08 billion |
| Pension and profit sharing plans | 39 | $237 million |
| Corporations or other businesses | 28 | $77 million |
| Charitable organizations | 7 | $53.4 million |
| State or municipal government entities | 4 | $20.4 million |
| Investment companies | 1 | $541,330 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $7.81 billion | September 15, 2026 |
| April 1, 2026 | $6.84 billion | March 31, 2026 |
| December 1, 2025 | $5.45 billion | October 1, 2025 |
Other advisers in Pennsylvania
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hornor, Townsend & Kent, LLC | Conshohocken | $9.01 billion | Not listed | adviserinfo.sec.gov |
| Capital Analysts | Fort Washington | $8.77 billion | Not listed | adviserinfo.sec.gov |
| Tiff Investment Management | Radnor | $8.62 billion | 37 | adviserinfo.sec.gov |
| Wealthcare Advisory Partners LLC | West Chester | $8.29 billion | Not listed | adviserinfo.sec.gov |
| Harvest Fund Advisors LLC | Wayne | $8.13 billion | 6 | adviserinfo.sec.gov |
| HBKS Wealth Advisors | Erie | $7.66 billion | Not listed | adviserinfo.sec.gov |
| LLR Management HOLDCO, L.P. | Philadelphia | $7.57 billion | 19 | adviserinfo.sec.gov |
| Retirement and Wealth at Alliant, LLC | Wayne | $7.37 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Confluence Financial Partners on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.