Data / Investment advisers / Nicola Wealth Management LTD.
Nicola Wealth Management LTD., Vancouver, Canada: $11 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nicola Wealth Management LTD. is an SEC registered investment adviser with its main office in Vancouver, Canada and reports $11 billion in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Nicola Wealth Management LTD. (CRD number 173201): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 173201
- SEC file number
- 801-119288
- SEC status
- Approved, effective August 14, 2020
- Main office
- 1508 West Broadway 5th Floor, Vancouver, Canada V6J1W8
- Phone
- (604) 739-6450
- Regulatory AUM
- $11,042,694,801 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $10,831,692,378
- Non discretionary AUM
- $211,002,423
- Accounts
- 27,753
- Employees
- 531, of which 217 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2,378 | $9.07 billion |
| Individuals (other than high net worth individuals) | 3,569 | $1.09 billion |
| Charitable organizations | 650 | $479.5 million |
| Corporations or other businesses | 121 | $406.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $11.04 billion | March 31, 2026 |
| December 1, 2025 | $10.04 billion | October 10, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Nicola Wealth Management LTD. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.