Data / Investment advisers / Serving high net worth individuals / Iowa
Investment advisers in Iowa serving high net worth individuals: 82 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
82 SEC registered investment advisers with a main office in Iowa report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $112 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Cambridge Investment Research Advisors, Inc.
The request: Every investment adviser in Iowa that serves high net worth individuals, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 82Advisers
- $112 billionAUM from this client type
- 81Advisers over $100 million
- November 2, 2026File date
Advisers in Iowa serving high net worth individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | 47,431 | $69.61 billion | $138.69 billion | adviserinfo.sec.gov |
| Principal Securities, Inc. | Des Moines | 2,638 | $5.53 billion | $17.02 billion | adviserinfo.sec.gov |
| Avantax Planning Partners, Inc. | Dubuque | 1,216 | $3.58 billion | $7.57 billion | adviserinfo.sec.gov |
| Nations Financial Group, Inc. | Cedar Rapids | 1,625 | $3.39 billion | $4.77 billion | adviserinfo.sec.gov |
| Foster Group, Inc. | Urbandale | 715 | $3.16 billion | $4.78 billion | adviserinfo.sec.gov |
| Integrity Alliance, LLC | Urbandale | 1,082 | $2.66 billion | $5.41 billion | adviserinfo.sec.gov |
| Steele Capital Management, Inc. | Dubuque | 582 | $2.27 billion | $3.55 billion | adviserinfo.sec.gov |
| Ausdal Financial Partners, Inc. | Davenport | 4,004 | $2.06 billion | $3.73 billion | adviserinfo.sec.gov |
| Gilbert & Cook, Inc. | West des Moines | 421 | $1.46 billion | $1.70 billion | adviserinfo.sec.gov |
| BFC Planning, Inc. | Cedar Rapids | 574 | $1.34 billion | $3.84 billion | adviserinfo.sec.gov |
| Stackstone Wealth, LLC | Dubuque | 4,813 | $1.19 billion | $1.49 billion | adviserinfo.sec.gov |
| Principal Asset Management | Des Moines | 315 | $969.7 million | $427.71 billion | adviserinfo.sec.gov |
| Syverson Strege | West des Moines | 296 | $816.5 million | $910.8 million | adviserinfo.sec.gov |
| Legacy Financial Group | Des Moines | 314 | $686.4 million | $1.01 billion | adviserinfo.sec.gov |
| Northwest Wealth Management, LLC | Spencer | 223 | $611.2 million | $1.03 billion | adviserinfo.sec.gov |
| West Financial Advisors, L.L.C. | Des Moines | 167 | $579.4 million | $674.2 million | adviserinfo.sec.gov |
| Basepoint Wealth, LLC | Cedar Rapids | 261 | $541.3 million | $883.8 million | adviserinfo.sec.gov |
| DMKC Advisory Services, LLC | Des Moines | 254 | $428.6 million | $902.5 million | adviserinfo.sec.gov |
| Legacy Bridge Private Family Offices | West des Moines | 27 | $410.5 million | $425.8 million | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | 149 | $404.4 million | $539.4 million | adviserinfo.sec.gov |
| Wealthspan Partners, LLC | Davenport | 219 | $347.1 million | $451.1 million | adviserinfo.sec.gov |
| Accel Wealth Management | Waverly | 166 | $346.8 million | $1.15 billion | adviserinfo.sec.gov |
| Nikulski Financial, Inc. | Bettendorf | 116 | $338.7 million | $449 million | adviserinfo.sec.gov |
| Matheson & Rock Wealth Management, LLC | Davenport | 160 | $335 million | $530 million | adviserinfo.sec.gov |
| Friday Financial | Dubuque | 88 | $333.3 million | $409.3 million | adviserinfo.sec.gov |
| Midwest Heritage Financial Advisors | West des Moines | 115 | $333 million | $398.7 million | adviserinfo.sec.gov |
| Ballast Capital Advisors, LLC | West des Moines | 42 | $328.7 million | $328.7 million | adviserinfo.sec.gov |
| Investment Consulting Group Inc | Davenport | 71 | $325.6 million | $2.84 billion | adviserinfo.sec.gov |
| Dynamic Financial Group | Cedar Falls | 165 | $313.4 million | $539.6 million | adviserinfo.sec.gov |
| Mokosak Advisory Group, LLC | Urbandale | 133 | $307 million | $413.9 million | adviserinfo.sec.gov |
| Pecaut Wealth Management | Sioux City | 75 | $296.8 million | $381.8 million | adviserinfo.sec.gov |
| Independent Wealth Network, Inc. | Urbandale | 262 | $290.7 million | $518.4 million | adviserinfo.sec.gov |
| Quad-Cities Investment Group, LLC | Davenport | 137 | $274.9 million | $425.5 million | adviserinfo.sec.gov |
| Compass Financial Services | West des Moines | 317 | $265.3 million | $407.4 million | adviserinfo.sec.gov |
| Paladin Wealth Partners | Clive | 59 | $253.5 million | $279.8 million | adviserinfo.sec.gov |
| FSB Premier Wealth Management, Inc. | Waterloo | 116 | $252.7 million | $431.7 million | adviserinfo.sec.gov |
| Valiant Wealth, LLC | West des Moines | 80 | $248.8 million | $423.1 million | adviserinfo.sec.gov |
| Kane Company Wealth Management, Inc. | Johnston | 78 | $241.3 million | $284.7 million | adviserinfo.sec.gov |
| Boyle Capital | West des Moines | 87 | $225.5 million | $342 million | adviserinfo.sec.gov |
| Wilon Wealth Management | Urbandale | 130 | $215.4 million | $264.1 million | adviserinfo.sec.gov |
| Wealth Advisors Group, LLC | Coralville | 90 | $213 million | $278.5 million | adviserinfo.sec.gov |
| Merkle Retirement Planning | Grimes | 287 | $199.9 million | $568.8 million | adviserinfo.sec.gov |
| Weitzel Financial Services, Inc. | Dubuque | 303 | $185.1 million | $327.8 million | adviserinfo.sec.gov |
| Clarity Asset Management, Inc. | Ames | 88 | $169.6 million | $257.4 million | adviserinfo.sec.gov |
| Cedar Point Capital Partners, LLC | Cedar Rapids | 104 | $164.6 million | $248.1 million | adviserinfo.sec.gov |
| Vivid Wealth Management, LLC | West des Moines | 93 | $162.7 million | $290.9 million | adviserinfo.sec.gov |
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | 45 | $161.2 million | $906.4 million | adviserinfo.sec.gov |
| Retireright Consulting Group | West des Moines | 166 | $153.3 million | $561.1 million | adviserinfo.sec.gov |
| Weis Advisory | Clive | 131 | $139.3 million | $225.6 million | adviserinfo.sec.gov |
| Bridgeway Wealth Management, LLC | Cedar Rapids | 118 | $134.2 million | $164.6 million | adviserinfo.sec.gov |
| Arnold and Mote Wealth Management | Hiawatha | 53 | $133.4 million | $168.2 million | adviserinfo.sec.gov |
| Midwestern Financial Group | Iowa City | 41 | $132.3 million | $172.8 million | adviserinfo.sec.gov |
| Acadia Legacy Group | Clive | 18 | $129.3 million | $133.2 million | adviserinfo.sec.gov |
| TFP Management, LLC | Bettendorf | 68 | $119.8 million | $273 million | adviserinfo.sec.gov |
| Ao Wealth Advisory | Urbandale | 60 | $119.7 million | $213.2 million | adviserinfo.sec.gov |
| Rda Financial Network | Akron | 26 | $118.2 million | $675.2 million | adviserinfo.sec.gov |
| Lane Family Wealth Management | North Liberty | 53 | $110.5 million | $142.7 million | adviserinfo.sec.gov |
| Forrest Financial Services | Windsor Heights | 46 | $110 million | $154 million | adviserinfo.sec.gov |
| Water Valley Investment Advisors, Inc. | Sioux Center | 44 | $106.8 million | $157.2 million | adviserinfo.sec.gov |
| Des Moines Investments, LLC | Des Moines | 75 | $100 million | $246 million | adviserinfo.sec.gov |
| Peterson Financial Group, Inc. | Des Moines | 64 | $98.6 million | $299.2 million | adviserinfo.sec.gov |
| Van Diest Capital | Polk City | 70 | $90.6 million | $144.1 million | adviserinfo.sec.gov |
| Principal Advised Services | Des Moines | 64 | $89.7 million | $1.42 billion | adviserinfo.sec.gov |
| Five Talents Financial Management Group LLC | West des Moines | 47 | $89.1 million | $256 million | adviserinfo.sec.gov |
| Cedar Valley Wealth Advisors | Cedar Falls | 26 | $87.1 million | $172.5 million | adviserinfo.sec.gov |
| Iowa Wealth Management, LLC | West des Moines | 38 | $86.8 million | $123.9 million | adviserinfo.sec.gov |
| Beacon Capital, LLC | Cedar Rapids | 37 | $85.9 million | $278.3 million | adviserinfo.sec.gov |
| LSB Wealth Management | Ankeny | 157 | $78.7 million | $228.8 million | adviserinfo.sec.gov |
| Polson Wealth Management | Des Moines | 18 | $75 million | $139.2 million | adviserinfo.sec.gov |
| Principal Real Estate | Des Moines | 37 | $74.3 million | $105.65 billion | adviserinfo.sec.gov |
| Keystone Wealth Management | Waterloo | 43 | $73.6 million | $137.4 million | adviserinfo.sec.gov |
| Plan2thrive Financial | Eldridge | 25 | $72.2 million | $147.5 million | adviserinfo.sec.gov |
| Visionx Wealth Partners | Fort Dodge | 25 | $61.7 million | $110.2 million | adviserinfo.sec.gov |
| Bradford Financial Center | Clarion | 102 | $60.3 million | $229.7 million | adviserinfo.sec.gov |
| Stonefield Investment Advisory, Inc. | Cedar Rapids | 29 | $58.1 million | $120.3 million | adviserinfo.sec.gov |
| BSC Capital Partners, LLC | West des Moines | 33 | $55.8 million | $125.8 million | adviserinfo.sec.gov |
| Tuve Investment Management, Inc. | Waterloo | 56 | $37.4 million | $147.7 million | adviserinfo.sec.gov |
| The Life Group Financial Services | Dubuque | 23 | $35.3 million | $146.2 million | adviserinfo.sec.gov |
| Aegis Wealth Management, Inc. | Guthrie Center | 16 | $27 million | $216.5 million | adviserinfo.sec.gov |
| Altitude Capital Management LLC | Des Moines | 128 | $22.4 million | $103.6 million | adviserinfo.sec.gov |
| FBL Wealth Management, LLC | West des Moines | Fewer than 5 | $9.2 million | $9.2 million | adviserinfo.sec.gov |
| Oasis Advisors | Forest City | 27 | $4.6 million | $277.7 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.