Data / Investment advisers / Serving high net worth individuals / New York

Investment advisers in New York serving high net worth individuals: 878 firms

Name: Investment advisers in New York serving high net worth individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

878 SEC registered investment advisers with a main office in New York report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $4.1 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Merrill Lynch, Pierce, Fenner & Smith Incorporated.

The request: Every investment adviser in New York that serves high net worth individuals, with AUM, phone and website. $10 of work on sign-up, no card.

Get high net worth individuals advisers in New York Watch new advisers in New York

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

878Advisers
$4.1 trillionAUM from this client type
668Advisers over $100 million
November 2, 2026File date

Advisers in New York serving high net worth individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 878 are shown.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	521,763	$1.23 trillion	$1.78 trillion	adviserinfo.sec.gov
Morgan Stanley	Purchase	43,631	$527.59 billion	$1.96 trillion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	33,593	$334.83 billion	$2.65 trillion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	356,866	$251.11 billion	$429.69 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	299,091	$159.03 billion	$469.98 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	14,561	$107.33 billion	$161.68 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	88,963	$105.17 billion	$588.22 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	12,350	$98.50 billion	$310.43 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	15,255	$69.36 billion	$99.60 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	15,676	$63.04 billion	$398.65 billion	adviserinfo.sec.gov
Quantinno Capital Management LP	New York	8,263	$60.10 billion	$60.91 billion	adviserinfo.sec.gov
Goldman Sachs & Co. LLC	New York	29,104	$50.96 billion	$133.64 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	15,779	$49.90 billion	$72.96 billion	adviserinfo.sec.gov
Equitable Advisors, LLC	New York	35,521	$35.93 billion	$47.26 billion	adviserinfo.sec.gov
First Manhattan Co. LLC	New York	3,828	$33.28 billion	$38.09 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	23,441	$31.95 billion	$56.01 billion	adviserinfo.sec.gov
Wealthspire Advisors	New York	5,553	$31.57 billion	$34.32 billion	adviserinfo.sec.gov
Advice and Planning Services	New York	46,802	$29.56 billion	$37.93 billion	adviserinfo.sec.gov
BBR Partners, LLC	New York	203	$27.57 billion	$36.49 billion	adviserinfo.sec.gov
Goldman Sachs Wealth Services, L.P.	Cohoes	38,800	$24.82 billion	$31.69 billion	adviserinfo.sec.gov
Tiedemann Advisors, LLC	New York	407	$24.10 billion	$31.01 billion	adviserinfo.sec.gov
Arax Advisory Partners	New York	4,949	$21.24 billion	$26.52 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	2,596	$21.05 billion	$36.76 billion	adviserinfo.sec.gov
Silvercrest Asset Management Group LLC	New York	1,081	$18.93 billion	$28.33 billion	adviserinfo.sec.gov
Betterment	New York	24,685	$17.12 billion	$69.52 billion	adviserinfo.sec.gov
Allen Investment Management, LLC	New York	142	$16.86 billion	$16.91 billion	adviserinfo.sec.gov
Summit Trail Advisors, LLC	New York	588	$16.33 billion	$19.94 billion	adviserinfo.sec.gov
Citizens Private Wealth	Tarrytown	2,465	$15.70 billion	$16.63 billion	adviserinfo.sec.gov
Ehrenkranz Partners L.P.	New York	146	$15.24 billion	$21.54 billion	adviserinfo.sec.gov
Eagle Strategies LLC	New York	27,125	$14.15 billion	$32.04 billion	adviserinfo.sec.gov
Gotham Asset Management, LLC	New York	245	$14.06 billion	$30.03 billion	adviserinfo.sec.gov
Evercore Wealth Management, LLC	New York	674	$13.87 billion	$15.52 billion	adviserinfo.sec.gov
Offit Capital	New York	219	$13.66 billion	$20.60 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	15	$12.82 billion	$3.52 trillion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	4,571	$12.17 billion	$24.74 billion	adviserinfo.sec.gov
Williams Jones Wealth Management, LLC	New York	1,335	$10.95 billion	$12.47 billion	adviserinfo.sec.gov
Park Avenue Securities LLC	New York	17,261	$9.40 billion	$19.58 billion	adviserinfo.sec.gov
Joel Isaacson & Co., LLC	New York	1,132	$9.21 billion	$9.32 billion	adviserinfo.sec.gov
Gilder Gagnon Howe & Co. LLC	New York	2,663	$9.17 billion	$12.12 billion	adviserinfo.sec.gov
Greenhaven Associates Inc	Purchase	100	$8.42 billion	$11.66 billion	adviserinfo.sec.gov
Ritholtz Wealth Management	New York	1,445	$8.12 billion	$9.42 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	4,358	$7.86 billion	$33.48 billion	adviserinfo.sec.gov
Douglas C. Lane & Associates	New York	874	$7.63 billion	$8.44 billion	adviserinfo.sec.gov
Summit Rock Advisors, LP	New York	36	$7.09 billion	$26.18 billion	adviserinfo.sec.gov
Snowden Capital Advisors LLC	New York	1,580	$7.08 billion	$8.87 billion	adviserinfo.sec.gov
Tag Associates LLC	New York	80	$6.86 billion	$7.07 billion	adviserinfo.sec.gov
Eagle Capital Management LLC	New York	1,509	$6.60 billion	$35.80 billion	adviserinfo.sec.gov
Stelac Advisory Services LLC	New York	98	$6.24 billion	$6.29 billion	adviserinfo.sec.gov
Cannell & Spears LLC	New York	1,937	$6.22 billion	$6.99 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	595	$6.01 billion	$120.52 billion	adviserinfo.sec.gov
Cullen Capital Management, LLC	New York	7,940	$6.00 billion	$11.58 billion	adviserinfo.sec.gov
Ingalls Investment Management, LLC	New York	1,090	$5.78 billion	$7.83 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	1,229	$5.73 billion	$36.71 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	741	$5.67 billion	$10.24 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	3,087	$5.66 billion	$17.28 billion	adviserinfo.sec.gov
J. Safra Asset Management Corporation	New York City	3,079	$5.58 billion	$6.26 billion	adviserinfo.sec.gov
Insight Investment	New York	1,238	$5.52 billion	$171.09 billion	adviserinfo.sec.gov
Douglass Winthrop Advisors LLC	New York	884	$5.49 billion	$6.46 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	64	$5.43 billion	$1.60 trillion	adviserinfo.sec.gov
Capricorn Investment Group LLC	New York	5	$5.28 billion	$18.85 billion	adviserinfo.sec.gov
Vise AI Advisors	New York City	1,870	$5.22 billion	$8.53 billion	adviserinfo.sec.gov
Pine Ridge Advisers LLC	New York	22	$5.19 billion	$14.42 billion	adviserinfo.sec.gov
Manning & Napier Advisors, LLC	Fairport	1,549	$5.11 billion	$17.03 billion	adviserinfo.sec.gov
Beck, Mack & Oliver LLC	New York	717	$4.94 billion	$6.18 billion	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	2,034	$4.35 billion	$21.33 billion	adviserinfo.sec.gov
Klingman and Associates, LLC	New York	456	$4.33 billion	$5.66 billion	adviserinfo.sec.gov
John W. Bristol & Co., Inc.	New York	83	$3.96 billion	$7.07 billion	adviserinfo.sec.gov
Ruane Cunniff L.P.	New York	1,138	$3.93 billion	$10.53 billion	adviserinfo.sec.gov
Brave Warrior Advisors, LLC	New York	82	$3.92 billion	$5.64 billion	adviserinfo.sec.gov
Klingenstein Fields Advisors	New York	977	$3.90 billion	$4.70 billion	adviserinfo.sec.gov
Hamlin Capital Management, LLC	New York	1,351	$3.78 billion	$8.71 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	1,518	$3.77 billion	$8.57 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	920	$3.09 billion	$139.88 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	25	$2.97 billion	$159.52 billion	adviserinfo.sec.gov
Meyer Handelman Company LLC	Rye Brook	402	$2.71 billion	$3.24 billion	adviserinfo.sec.gov
Karpus Investment Management	Pittsford	729	$2.64 billion	$4.30 billion	adviserinfo.sec.gov
Horizon Kinetics Asset Management LLC	New York	1,994	$2.56 billion	$9.61 billion	adviserinfo.sec.gov
Rock Harbor Partners LLC	Larchmont	62	$2.55 billion	$2.67 billion	adviserinfo.sec.gov
Alesco Advisors, LLC, an Esl Company	Pittsford	363	$2.49 billion	$5.61 billion	adviserinfo.sec.gov
Sagewood Asset Management LP	New York	232	$2.39 billion	$2.70 billion	adviserinfo.sec.gov
Bridgewater Advisors Inc.	New York	366	$2.38 billion	$2.57 billion	adviserinfo.sec.gov
Capital Counsel LLC	New York	199	$2.24 billion	$2.87 billion	adviserinfo.sec.gov
Cordoba Advisory Partners LLC	New York	57	$2.21 billion	$2.81 billion	adviserinfo.sec.gov
Carrick Lane LLC	New York	645	$2.20 billion	$3.03 billion	adviserinfo.sec.gov
Shufro, Rose & Co., LLC	New York	547	$2.05 billion	$2.46 billion	adviserinfo.sec.gov
The Portfolio Strategy Group, LLC	White Plains	359	$2.03 billion	$2.62 billion	adviserinfo.sec.gov
Tortoise Investment Management, LLC	White Plains	360	$2.01 billion	$2.07 billion	adviserinfo.sec.gov
Arnhold LLC	New York	55	$1.96 billion	$6.44 billion	adviserinfo.sec.gov
Avestar Capital, LLC	New York	142	$1.96 billion	$2.07 billion	adviserinfo.sec.gov
Ars Investment Partners, LLC	New York	217	$1.94 billion	$2.71 billion	adviserinfo.sec.gov
Ameraudi Asset Management, Inc.	New York	832	$1.93 billion	$2.10 billion	adviserinfo.sec.gov
Blackstone Liquid Credit Strategies LLC	New York	Fewer than 5	$1.92 billion	$18.79 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	438	$1.91 billion	$10.39 billion	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	690	$1.89 billion	$29.73 billion	adviserinfo.sec.gov
Raga Partners LP	New York	Fewer than 5	$1.86 billion	$2.20 billion	adviserinfo.sec.gov
Howe and Rusling, Inc.	Rochester	608	$1.85 billion	$2.44 billion	adviserinfo.sec.gov
Family Manage LLC	New York	280	$1.81 billion	$5.31 billion	adviserinfo.sec.gov
Quent Capital, LLC	New York	298	$1.81 billion	$2.05 billion	adviserinfo.sec.gov
Courier Capital, LLC	Buffalo	356	$1.79 billion	$3.59 billion	adviserinfo.sec.gov
Magnus Financial Group LLC	New York	375	$1.78 billion	$2.33 billion	adviserinfo.sec.gov
Neville, Rodie & Shaw Inc	New York	222	$1.76 billion	$2.00 billion	adviserinfo.sec.gov
Strategic Financial Services	Utica	501	$1.75 billion	$2.81 billion	adviserinfo.sec.gov
The Wealth Alliance, LLC	Melville	443	$1.67 billion	$2.10 billion	adviserinfo.sec.gov
United Asset Strategies Inc.	Garden City	503	$1.67 billion	$2.26 billion	adviserinfo.sec.gov
Next Capital Management LLC	New York	181	$1.66 billion	$2.14 billion	adviserinfo.sec.gov
Altfest Personal Wealth Management	New York	431	$1.64 billion	$1.80 billion	adviserinfo.sec.gov
Citrin Cooperman Wealth Management, LLC	New York	51	$1.61 billion	$1.70 billion	adviserinfo.sec.gov
Fenimore Asset Management, Inc.	Cobleskill	399	$1.59 billion	$5.41 billion	adviserinfo.sec.gov
HSBC Securities (USA) Inc.	New York	1,791	$1.55 billion	$3.84 billion	adviserinfo.sec.gov
Linden Global Strategies LLC	New York	172	$1.55 billion	$1.60 billion	adviserinfo.sec.gov
Compound Planning, Inc.	New York	612	$1.53 billion	$4.85 billion	adviserinfo.sec.gov
LVW Advisors, LLC	Pittsford	247	$1.53 billion	$2.47 billion	adviserinfo.sec.gov
General Atlantic Service Company, L.P.	New York	39	$1.49 billion	$125.26 billion	adviserinfo.sec.gov
Grandfield & Dodd, LLC	New York	183	$1.44 billion	$2.21 billion	adviserinfo.sec.gov
Wilkinson Global Asset Management LLC	New York	486	$1.40 billion	$1.88 billion	adviserinfo.sec.gov
Sandhill Investment Management	Buffalo	374	$1.40 billion	$2.40 billion	adviserinfo.sec.gov
Savvy	New York	1,139	$1.35 billion	$5.00 billion	adviserinfo.sec.gov
Jennison Associates	New York	554	$1.34 billion	$214.84 billion	adviserinfo.sec.gov
Kimelman & Baird, LLC	New York	113	$1.33 billion	$1.48 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	452	$1.32 billion	$184.81 billion	adviserinfo.sec.gov
Hollow Brook Wealth Management LLC	Katonah	459	$1.26 billion	$1.37 billion	adviserinfo.sec.gov
Sanderson Wealth Management, LLC	Buffalo	234	$1.26 billion	$1.43 billion	adviserinfo.sec.gov
Fusion Family Wealth, LLC	Woodbury	200	$1.25 billion	$1.44 billion	adviserinfo.sec.gov
Bouchey Financial Group, LTD.	Troy	483	$1.25 billion	$1.61 billion	adviserinfo.sec.gov
Sharpe Advisors, LLC	New York	Fewer than 5	$1.23 billion	$1.23 billion	adviserinfo.sec.gov
Carret Asset Management, LLC	New York	367	$1.21 billion	$3.46 billion	adviserinfo.sec.gov
Seacrest Wealth Management, LLC	Purchase	373	$1.20 billion	$1.53 billion	adviserinfo.sec.gov
Lyrical Asset Management LP	New York	335	$1.20 billion	$7.37 billion	adviserinfo.sec.gov
Chemistry Wealth Management LLC	New York	331	$1.20 billion	$1.26 billion	adviserinfo.sec.gov
Legacy Edge Advisors	Syosset	442	$1.18 billion	$1.23 billion	adviserinfo.sec.gov
John G. Ullman & Associates, Inc	Horseheads	324	$1.17 billion	$1.51 billion	adviserinfo.sec.gov
Shade Tree Advisors LLC	Saratoga Springs	24	$1.16 billion	$1.45 billion	adviserinfo.sec.gov
Cantor Fitzgerald Investment Advisors	New York	625	$1.14 billion	$3.24 billion	adviserinfo.sec.gov
First Long Island Investors, LLC	Jericho	325	$1.12 billion	$1.86 billion	adviserinfo.sec.gov
Kelleher Financial Advisors, LLC	New York	171	$1.12 billion	$1.15 billion	adviserinfo.sec.gov
Blackstone Private Credit Strategies LLC	New York	Fewer than 5	$1.11 billion	$57.92 billion	adviserinfo.sec.gov
BTG Pactual Asset Management US , LLC	New York	139	$1.10 billion	$30.11 billion	adviserinfo.sec.gov
Belzberg & Co.	New York	27	$1.09 billion	$2.33 billion	adviserinfo.sec.gov
Payne Capital Management, LLC	New York	349	$1.08 billion	$1.34 billion	adviserinfo.sec.gov
Levin Capital Strategies, L.P.	New York	132	$1.07 billion	$1.66 billion	adviserinfo.sec.gov
Cooper/Haims Advisors, LLC	Victor	293	$1.06 billion	$1.18 billion	adviserinfo.sec.gov
Platform Technology Partners	Locust Valley	336	$1.06 billion	$1.23 billion	adviserinfo.sec.gov
Seasons of Advice Wealth Management	New York	368	$1.05 billion	$1.22 billion	adviserinfo.sec.gov
Whitney & Company	Rochester	209	$1.04 billion	$1.49 billion	adviserinfo.sec.gov
Blackstone Liquid Credit Advisors I LLC	New York	Fewer than 5	$1.04 billion	$51.63 billion	adviserinfo.sec.gov
Paradigm Capital Management, Inc.	Albany	59	$1.03 billion	$2.38 billion	adviserinfo.sec.gov
Rockbridge Investment Management, LLC	Syracuse	316	$1.03 billion	$1.84 billion	adviserinfo.sec.gov
Ashton Thomas Securities, LLC	Rochester	301	$1.03 billion	$1.86 billion	adviserinfo.sec.gov
Ellevest	New York	371	$1.01 billion	$1.13 billion	adviserinfo.sec.gov
Ascent Wealth Partners, LLC	New Hartford	258	$981.2 million	$1.52 billion	adviserinfo.sec.gov
Orange Investment Advisors, Inc.	Goshen	370	$973.1 million	$1.67 billion	adviserinfo.sec.gov
The Northstar Group, Inc.	New York	199	$969.1 million	$1.01 billion	adviserinfo.sec.gov
Next Level Private LLC	Harrison	228	$968.2 million	$1.37 billion	adviserinfo.sec.gov
Bienville Capital Management, LLC	New York	53	$966.9 million	$4.45 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	249	$959.3 million	$36.38 billion	adviserinfo.sec.gov
The Pinnacle Financial Group	Rockville Centre	1,249	$949 million	$1.38 billion	adviserinfo.sec.gov
Vanderbilt Advisory Services	Woodbury	395	$938.9 million	$2.11 billion	adviserinfo.sec.gov
Opal Wealth Advisors, LLC	Jericho	334	$931.4 million	$1.24 billion	adviserinfo.sec.gov
East End Advisors, LLC	New York	7	$913.1 million	$6.06 billion	adviserinfo.sec.gov
Grace & White, Inc	New York	156	$912.2 million	$964.2 million	adviserinfo.sec.gov
River Partners Capital Management, LP	New York	122	$904.1 million	$1.32 billion	adviserinfo.sec.gov
Navis Wealth Advisors LLC	Rye Brook	93	$886.4 million	$902.2 million	adviserinfo.sec.gov
American Capital Management Inc	New York	272	$884.9 million	$2.11 billion	adviserinfo.sec.gov
Lyonross Capital Management, LLC	White Plains	Fewer than 5	$880.5 million	$880.5 million	adviserinfo.sec.gov
King Wealth Management Group, LLC	Saratoga Springs	248	$877.8 million	$1.08 billion	adviserinfo.sec.gov
Onyx Bridge Wealth Group LLC	Tarrytown	341	$868.1 million	$1.37 billion	adviserinfo.sec.gov
Circle Advisers Inc	New York	348	$854.9 million	$868.2 million	adviserinfo.sec.gov
Matrix Asset Advisors Inc	White Plains	381	$848.2 million	$1.40 billion	adviserinfo.sec.gov
Wny Asset Management, LLC	Williamsville	383	$845.2 million	$1.73 billion	adviserinfo.sec.gov
Transatlantique Private Wealth LLC	New York	347	$829.9 million	$878.8 million	adviserinfo.sec.gov
Tsa Management Inc	Glen Head	384	$827.2 million	$1.48 billion	adviserinfo.sec.gov
Frisch Financial Group, Inc.	Melville	358	$819.2 million	$931.6 million	adviserinfo.sec.gov
Armbruster Capital Management, Inc.	Pittsford	257	$818.3 million	$1.06 billion	adviserinfo.sec.gov
Focused Wealth Management, Inc.	Newburgh	296	$816 million	$2.27 billion	adviserinfo.sec.gov
Sterling Investment Counsel, LLC	Buffalo	307	$814.8 million	$1.03 billion	adviserinfo.sec.gov
Ashford Advisors, LLC	Pittsford	51	$812.2 million	$942.7 million	adviserinfo.sec.gov
Wellington Shields Capital Management, LLC	New York	273	$811.3 million	$1.17 billion	adviserinfo.sec.gov
Jack Creek Partners LLC	New York	3	$809 million	$809 million	adviserinfo.sec.gov
High Probability Advisors, LLC	Pittsford	152	$808.1 million	$1.05 billion	adviserinfo.sec.gov
Matauro, LLC	New York	354	$803.1 million	$1.05 billion	adviserinfo.sec.gov
Greenline Partners	New York	59	$795 million	$1.41 billion	adviserinfo.sec.gov
Level Financial Advisors, Inc.	East Amherst	289	$792.9 million	$975.2 million	adviserinfo.sec.gov
J.W.Burns & Company, Inc.	Dewitt	267	$784.6 million	$1.03 billion	adviserinfo.sec.gov
Jpmorgan Alternative Asset Management	New York	51	$782.6 million	$29.73 billion	adviserinfo.sec.gov
Edge Wealth Management, LLC	New York	130	$776.4 million	$827.2 million	adviserinfo.sec.gov
Francis Financial	New York	199	$770.4 million	$803.2 million	adviserinfo.sec.gov
Seneca Financial Advisors LLC	Rochester	159	$765.5 million	$847.2 million	adviserinfo.sec.gov
Independent Family Office, LLC	Albany	43	$760.1 million	$760.1 million	adviserinfo.sec.gov
Shulman Demeo Asset Management, LLC	Lake Success	176	$757.9 million	$815.4 million	adviserinfo.sec.gov
Strategic Wealth Management Group	New York	155	$754.9 million	$832.9 million	adviserinfo.sec.gov
Quint Capital Management	New York	60	$750 million	$875 million	adviserinfo.sec.gov
Passive Capital Management, LLC	Syracuse	101	$747.7 million	$996.9 million	adviserinfo.sec.gov
Lipe & Dalton Investment Counsel	Syracuse	376	$740.9 million	$779.9 million	adviserinfo.sec.gov
Perennial	New York	111	$739.5 million	$761.9 million	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	31	$714.8 million	$150.40 billion	adviserinfo.sec.gov
Reagan Companies Asset Management, Inc	Syracuse	285	$701.7 million	$1.16 billion	adviserinfo.sec.gov
Curran Wealth Management	Albany	168	$692.8 million	$804.3 million	adviserinfo.sec.gov
Consolidated Portfolio Review Corp	Woodbury	293	$689.7 million	$1.59 billion	adviserinfo.sec.gov
Wembley Strategic Advisory LLC	New York	5	$682.4 million	$695.2 million	adviserinfo.sec.gov
Griffin Asset Management, LLC	New York	612	$682.3 million	$1.05 billion	adviserinfo.sec.gov
Eagle Bay Family Office	New York	37	$675.2 million	$680.8 million	adviserinfo.sec.gov
Peconic Partners LLC	New York	5	$653.3 million	$2.75 billion	adviserinfo.sec.gov
Dopkins Wealth Management, LLC	Williamsville	140	$650.4 million	$717 million	adviserinfo.sec.gov
Ladenburg Thalmann Asset Management Inc	New York	291	$634.4 million	$6.68 billion	adviserinfo.sec.gov
Stone Temple Partners LLC	New York	6	$633.3 million	$668.7 million	adviserinfo.sec.gov
Maridea Wealth Management	Brooklyn	336	$632.1 million	$1.97 billion	adviserinfo.sec.gov
CSM Capital Corporation	New York	36	$630.2 million	$1.85 billion	adviserinfo.sec.gov
Trubee Wealth Advisors, Inc.	Buffalo	166	$628.3 million	$911.5 million	adviserinfo.sec.gov
Flynn Zito Capital Management, LLC	Garden City	452	$606.5 million	$773.9 million	adviserinfo.sec.gov
Estabrook Capital Management LLC	New York	149	$600.2 million	$933.3 million	adviserinfo.sec.gov
Stifel Capital Management, LLC	New York	161	$593.9 million	$4.20 billion	adviserinfo.sec.gov
Overbrook Management Corporation	New York	105	$584.9 million	$1.12 billion	adviserinfo.sec.gov
Independent Solutions Wealth Management, LLC	Williamsville	268	$561.6 million	$1.54 billion	adviserinfo.sec.gov
Weber Asset Management, Inc.	Lake Success	169	$559.6 million	$651.5 million	adviserinfo.sec.gov
Novem Group	Rochester	260	$546.9 million	$1.72 billion	adviserinfo.sec.gov
Cornell Pochily Investment Advisors, Inc.	Ithaca	199	$546.1 million	$654.4 million	adviserinfo.sec.gov
Rockline Wealth Management LLC	Islip Terrace	339	$546 million	$749.6 million	adviserinfo.sec.gov
Goalvest Advisory LLC	New York	207	$543.7 million	$777.6 million	adviserinfo.sec.gov
Kickstand Wealth Advisors	Pittsford	215	$543.2 million	$633.5 million	adviserinfo.sec.gov
Fagan Associates Inc	Troy	245	$538.2 million	$940.7 million	adviserinfo.sec.gov
Northcape Wealth Management	Williamsville	166	$535.4 million	$706.1 million	adviserinfo.sec.gov
Maytech Global Investments	New York	95	$530.2 million	$895.1 million	adviserinfo.sec.gov
Rialto Wealth Management	Syracuse	146	$523.9 million	$625.9 million	adviserinfo.sec.gov
Sage, Rutty & Co., Inc.	Rochester	1,292	$518.7 million	$3.46 billion	adviserinfo.sec.gov
Shikiar Asset Management Inc	New York	135	$516 million	$564 million	adviserinfo.sec.gov
Landmark Wealth Management	Getzville	175	$512.6 million	$679.7 million	adviserinfo.sec.gov
Giverny Capital Asset Management	New York	221	$507.4 million	$599.4 million	adviserinfo.sec.gov
Oxler Private Wealth	Rye Brook	46	$503.4 million	$578.1 million	adviserinfo.sec.gov
Palumbo Wealth Management LLC	Great Neck	158	$493.1 million	$543.4 million	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	2,204	$485.9 million	$41.47 billion	adviserinfo.sec.gov
Lebenthal Global Advisors, LLC	Hauppauge	220	$478.5 million	$971.8 million	adviserinfo.sec.gov
Saybrook Capital Corp	Sag Harbor	151	$473.6 million	$502.7 million	adviserinfo.sec.gov
Moldenhauer & Associates	Orchard Park	232	$461.7 million	$764.9 million	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	5	$454.9 million	$240.66 billion	adviserinfo.sec.gov
Kershner, Grosso & Co.	Saratoga Spring	100	$453.5 million	$825.5 million	adviserinfo.sec.gov
Spielberger & Brooks, Inc.	Woodbury	177	$450 million	$473.8 million	adviserinfo.sec.gov
Elevatus Wealth Management, LLC	Victor	136	$448.6 million	$513.4 million	adviserinfo.sec.gov
Ifc Personal Money Managers, Inc.	New York	85	$448.4 million	$450.9 million	adviserinfo.sec.gov
Cove Private Wealth, LLC	Oyster Bay	92	$446.2 million	$455.5 million	adviserinfo.sec.gov
Aegis Capital Corp.	New York	1,116	$439.1 million	$1.78 billion	adviserinfo.sec.gov
Tishman Capital Partners	New York	18	$438.4 million	$997.8 million	adviserinfo.sec.gov
JVP Management	New York	3	$437.2 million	$4.98 billion	adviserinfo.sec.gov
Vectors Asset Management	New York	164	$436.1 million	$1.01 billion	adviserinfo.sec.gov
Brookfield Public Securities Group LLC	New York	7	$430.9 million	$66.46 billion	adviserinfo.sec.gov
Mark Asset Management LP	New York	18	$430.1 million	$1.14 billion	adviserinfo.sec.gov
Arbiter Partners	New York	11	$423.7 million	$1.25 billion	adviserinfo.sec.gov
East End Financial Group, Inc.	Riverhead	151	$423.3 million	$689.2 million	adviserinfo.sec.gov
Sicart Associates, LLC	New York	91	$422.7 million	$455.4 million	adviserinfo.sec.gov
BNY Mellon Securities Corporation	New York	228	$420.2 million	$8.45 billion	adviserinfo.sec.gov
Wellington Shields & Co., LLC	New York	164	$419 million	$546 million	adviserinfo.sec.gov
S.E.E.D. Planning Group, LLC	Binghamton	182	$415.3 million	$568 million	adviserinfo.sec.gov
Valicenti Advisory Services Inc	Elmira	518	$410 million	$820 million	adviserinfo.sec.gov
Flagstar Securities, Inc.	New York	338	$410 million	$784.3 million	adviserinfo.sec.gov
Ogorek Wealth Management, LLC	Williamsville	115	$406.2 million	$558.9 million	adviserinfo.sec.gov
Deltec Asset Management LLC	New York	123	$400.9 million	$782.8 million	adviserinfo.sec.gov
Minichmacgregor Wealth Management, LLC	Saratoga Springs	193	$398.3 million	$722.9 million	adviserinfo.sec.gov
Titan	New York	2,862	$397.4 million	$1.08 billion	adviserinfo.sec.gov
Ascend Interplay, LLC	New York	19	$390.2 million	$390.2 million	adviserinfo.sec.gov
Trian Fund Management, L.P.	New York	2	$388 million	$10.39 billion	adviserinfo.sec.gov
Congress Park Capital LLC	Saratoga Springs	62	$382.9 million	$422.3 million	adviserinfo.sec.gov
Financial Asset Management Corp	Chappaqua	105	$382.1 million	$436.2 million	adviserinfo.sec.gov
Collaborative Capital Advisors LLC	New York	17	$381.9 million	$387.8 million	adviserinfo.sec.gov
Appomattox Advisory, Inc	New York	14	$379.4 million	$425.6 million	adviserinfo.sec.gov
Lesko Securities, Inc.	Vestal	166	$373.9 million	$728.5 million	adviserinfo.sec.gov
Herold Advisors, Inc.	New York	118	$373.5 million	$540.2 million	adviserinfo.sec.gov
M.D. Sass, LLC	New York	44	$369.9 million	$2.06 billion	adviserinfo.sec.gov
Baron Capital Management, Inc.	New York	15	$364.3 million	$10.79 billion	adviserinfo.sec.gov
Kahn Brothers Advisors LLC	New York	142	$363.2 million	$498.6 million	adviserinfo.sec.gov
Samalin Wealth	Chappaqua	122	$362.7 million	$490.5 million	adviserinfo.sec.gov
Toms Capital Investment Management LP	New York	1	$362.4 million	$2.81 billion	adviserinfo.sec.gov
Premier Wealth Advisors, LLC	New York	251	$362 million	$555.1 million	adviserinfo.sec.gov
Graney& King, LLC	Latham	313	$358.8 million	$484.4 million	adviserinfo.sec.gov
Burns Matteson Capital Management, LLC	Corning	79	$357 million	$400.4 million	adviserinfo.sec.gov
Diker Management LLC	New York	15	$356.9 million	$430 million	adviserinfo.sec.gov
Flower City Capital LLC	Pittsford	114	$355.3 million	$444.6 million	adviserinfo.sec.gov
Brooklyn Fi, LLC	Brooklyn	71	$353.3 million	$563.1 million	adviserinfo.sec.gov
Blue Square Asset Management, LLC	New York	128	$352.1 million	$410.3 million	adviserinfo.sec.gov
Candace Shira Associates, LLC	Pittsford	167	$348.5 million	$443.5 million	adviserinfo.sec.gov
Landmark Wealth Management, LLC	Melville	138	$348.2 million	$442 million	adviserinfo.sec.gov
Wealthedge Investment Advisors, LLC	New York	98	$346.4 million	$472.1 million	adviserinfo.sec.gov
Waterford Advisors, LLC	Orchard Park	139	$344.2 million	$399.1 million	adviserinfo.sec.gov
Osprey Private Wealth LLC	New York	44	$340.4 million	$448.4 million	adviserinfo.sec.gov
The Mathes Company, Inc.	New York	210	$339.8 million	$339.8 million	adviserinfo.sec.gov
Robotti & Company Advisors, LLC	New York	192	$337.9 million	$949.8 million	adviserinfo.sec.gov
Idb Lido Wealth, LLC	New York	152	$336.6 million	$478.4 million	adviserinfo.sec.gov
Equinum, LLC	Brooklyn	109	$334.1 million	$757 million	adviserinfo.sec.gov
Brighton Securities Corp.	Rochester	374	$333.8 million	$931 million	adviserinfo.sec.gov
Gold Coast Wealth Management, LLC	Jericho	65	$332.6 million	$413.8 million	adviserinfo.sec.gov
Central Pine Capital, LLC	Cedarhurst	30	$332.4 million	$332.4 million	adviserinfo.sec.gov
McCollum Christoferson Group, LLC	Amherst	124	$328.7 million	$415.8 million	adviserinfo.sec.gov
Miller Howard Investments Inc	Kingston	163	$328.7 million	$3.81 billion	adviserinfo.sec.gov
Domani Advisors	New York	42	$326.8 million	$362.8 million	adviserinfo.sec.gov
PKS Advisory Services, LLC	Albany	178	$326.2 million	$1.09 billion	adviserinfo.sec.gov
R.W. Roge & Company, Inc	Bohemia	121	$324.5 million	$419.5 million	adviserinfo.sec.gov
Arcadia Wealth Management	Smithtown	113	$323 million	$383.6 million	adviserinfo.sec.gov
Papamarkou Wellner Perkin Advisors	New York	96	$322.2 million	$357.5 million	adviserinfo.sec.gov
United Financial Planning Group LLC	Hauppauge	112	$312.9 million	$347.5 million	adviserinfo.sec.gov
Andrew Garrett, Inc.	New York	504	$305.9 million	$521.3 million	adviserinfo.sec.gov
Hilton Capital Management, LLC	Garden City	153	$305.2 million	$3.16 billion	adviserinfo.sec.gov
Sykon Capital LLC	Harrison	390	$303.1 million	$350.1 million	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.