Data / Investment advisers / New York / Navis Wealth Advisors LLC
Navis Wealth Advisors LLC, Rye Brook, NY: $902 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Navis Wealth Advisors LLC is an SEC registered investment adviser with its main office in Rye Brook, New York and reports $902 million in regulatory assets under management in its Form ADV filed September 1, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 311171
- SEC file number
- 801-119746
- SEC status
- Approved, effective November 6, 2020
- Main office
- 800 Westchester Avenue Suite 700, Rye Brook, NY 10573
- Phone
- (914) 848-8300
- Regulatory AUM
- $902,226,266 in the Form ADV filed September 1, 2026
- Discretionary AUM
- $768,005,009
- Non discretionary AUM
- $134,221,257
- Accounts
- 623
- Employees
- 8, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 93 | $886.4 million |
| Individuals (other than high net worth individuals) | 33 | $15.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $902.2 million | March 31, 2026 |
| December 1, 2025 | $540.7 million | November 19, 2025 |
Other advisers in Rye Brook
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Belle Haven Investments, L.P. | Rye Brook | $24.74 billion | 1 | adviserinfo.sec.gov |
| Meyer Handelman Company LLC | Rye Brook | $3.24 billion | 1 | adviserinfo.sec.gov |
| Lynrock Lake LP | Rye Brook | $2.89 billion | 1 | adviserinfo.sec.gov |
| Resolution Capital (US) Limited | Rye Brook | $1.98 billion | Not listed | adviserinfo.sec.gov |
| Cadent Energy Partners | Rye Brook | $643.5 million | 4 | adviserinfo.sec.gov |
| Oxler Private Wealth | Rye Brook | $578.1 million | Not listed | adviserinfo.sec.gov |
| Troob Capital Management LLC | Rye Brook | $537.9 million | 5 | adviserinfo.sec.gov |
| Beacon Financial Advisors | Rye Brook | $228 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rye Brook, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Navis Wealth Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.