Data / Investment advisers / New York / Grace & White, Inc
Grace & White, Inc, New York, NY: $964 million AUM, SEC registered investment adviser
Grace & White, Inc is an SEC registered investment adviser with its main office in New York, New York and reports $964 million in regulatory assets under management in its Form ADV filed May 8, 2026. Its clients include high net worth individuals, pension and profit sharing plans and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 110761
- SEC file number
- 801-13000
- SEC status
- Approved, effective May 13, 1977
- Main office
- 515 Madison Ave Suite 1700, New York, NY 10022
- Phone
- (212) 935-5990
- Regulatory AUM
- $964,199,268 in the Form ADV filed May 8, 2026
- Discretionary AUM
- $964,199,268
- Accounts
- 349
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 156 | $912.2 million |
| Pension and profit sharing plans | 5 | $28.6 million |
| Corporations or other businesses | 2 | $10.5 million |
| Individuals (other than high net worth individuals) | 22 | $8.2 million |
| Charitable organizations | 2 | $4.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $964.2 million | May 8, 2026 |
| December 1, 2025 | $920.7 million | May 8, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cirrus Real Estate Partners | New York | $970.1 million | 20 | adviserinfo.sec.gov |
| First Sentier Investors (US) LLC | New York | $968.6 million | 8 | adviserinfo.sec.gov |
| Odeon Capital Advisors LLC | New York | $967.5 million | 1 | adviserinfo.sec.gov |
| Petrichor Healthcare Capital Management LP | New York | $966.5 million | 4 | adviserinfo.sec.gov |
| Curiam Capital LLC | New York | $964.7 million | 3 | adviserinfo.sec.gov |
| Clearlist Capital LLC | New York | $959.8 million | 4 | adviserinfo.sec.gov |
| Kingdon Capital Management, L.L.C. | New York | $959.8 million | 8 | adviserinfo.sec.gov |
| Eos Management, L.P. | New York | $957.1 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Grace & White, Inc on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.