Data / Investment advisers / New York / Equinum, LLC
Equinum, LLC, Brooklyn, NY: $757 million AUM, SEC registered investment adviser
Equinum, LLC is an SEC registered investment adviser with its main office in Brooklyn, New York and reports $757 million in regulatory assets under management in its Form ADV filed October 6, 2026. Its clients include high net worth individuals, charitable organizations and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 304350
- SEC file number
- 801-116824
- SEC status
- Approved, effective June 27, 2019
- Main office
- 3611 14th Avenue, Suite 221, Brooklyn, NY 11218
- Phone
- (718) 480-5600
- Regulatory AUM
- $756,994,953 in the Form ADV filed October 6, 2026
- Discretionary AUM
- $507,775,834
- Non discretionary AUM
- $249,219,119
- Accounts
- 640
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 109 | $334.1 million |
| Charitable organizations | 40 | $331.1 million |
| Pension and profit sharing plans | 24 | $43 million |
| Individuals (other than high net worth individuals) | 64 | $35.4 million |
| Corporations or other businesses | 9 | $13.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $757 million | October 6, 2026 |
| April 1, 2026 | $566 million | March 19, 2026 |
| December 1, 2025 | $396.7 million | April 29, 2025 |
Other advisers in Brooklyn
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Left Lane Capital | Brooklyn | $3.84 billion | 16 | adviserinfo.sec.gov |
| Maridea Wealth Management | Brooklyn | $1.97 billion | Not listed | adviserinfo.sec.gov |
| Kora Management LP | Brooklyn | $1.96 billion | 13 | adviserinfo.sec.gov |
| Brooklyn Fi, LLC | Brooklyn | $563.1 million | Not listed | adviserinfo.sec.gov |
| Square Wave Capital | Brooklyn | $428.8 million | 1 | adviserinfo.sec.gov |
| Breyta Capital Partners | Brooklyn | $377.6 million | 1 | adviserinfo.sec.gov |
| General Equity Holdings LP | Brooklyn | $310.4 million | 3 | adviserinfo.sec.gov |
| Strobe Ventures | Brooklyn | $245.2 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Brooklyn, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Equinum, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.