Data / Investment advisers / New York / United Financial Planning Group LLC
United Financial Planning Group LLC, Hauppauge, NY: $347 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
United Financial Planning Group LLC is an SEC registered investment adviser with its main office in Hauppauge, New York and reports $347 million in regulatory assets under management in its Form ADV filed May 13, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 149843
- SEC file number
- 801-113324
- SEC status
- Approved, effective May 28, 2018
- Main office
- 350 Motor Parkway Suite 300, Hauppauge, NY 11788
- Phone
- (631) 234-0871
- Regulatory AUM
- $347,485,217 in the Form ADV filed May 13, 2026
- Discretionary AUM
- $316,999,603
- Non discretionary AUM
- $30,485,614
- Accounts
- 188
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 112 | $312.9 million |
| Individuals (other than high net worth individuals) | 76 | $34.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $347.5 million | March 31, 2026 |
| December 1, 2025 | $305.4 million | June 3, 2025 |
Other advisers in Hauppauge
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lebenthal Global Advisors, LLC | Hauppauge | $971.8 million | Not listed | adviserinfo.sec.gov |
| Lebenthal Diversified Asset Management Inc. | Hauppauge | $883.7 million | Not listed | adviserinfo.sec.gov |
| Acp Venture Capital Management Fund LLC | Hauppauge | $785.7 million | 14 | adviserinfo.sec.gov |
| Nestegg Advisors, Inc. | Hauppauge | $272.7 million | Not listed | adviserinfo.sec.gov |
| CFM Advisors Inc | Hauppauge | $202.7 million | Not listed | adviserinfo.sec.gov |
| Partners Capital Services, Inc. | Hauppauge | $109.1 million | Not listed | adviserinfo.sec.gov |
| Conrad Capital Management, Inc. | Hauppauge | $90.7 million | Not listed | adviserinfo.sec.gov |
| HLV Ventures | Hauppauge | $74.8 million | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Hauppauge, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- United Financial Planning Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.