Data / Investment advisers / New York / Diker Management LLC
Diker Management LLC, New York, NY: $430 million AUM, SEC registered investment adviser
Diker Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $430 million in regulatory assets under management in its Form ADV filed September 25, 2026. Its clients include high net worth individuals, pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 119786
- SEC file number
- 801-61049
- SEC status
- Approved, effective April 19, 2002
- Main office
- 570 Lexington Avenue 27th FL, New York, NY 10022
- Phone
- (212) 904-0321
- Website
- dikerllc.com
- Regulatory AUM
- $430,004,756 in the Form ADV filed September 25, 2026
- Discretionary AUM
- $75,369,720
- Non discretionary AUM
- $354,635,036
- Accounts
- 18
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $68,769,524
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 15 | $356.9 million |
| Pooled investment vehicles | 1 | $57.3 million |
| Charitable organizations | 1 | $12.9 million |
| Corporations or other businesses | 1 | $2.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $430 million | March 19, 2026 |
| December 1, 2025 | $371.8 million | March 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Neostellar Advisors LLC | New York | $433.3 million | Not listed | adviserinfo.sec.gov |
| Lisanti Capital Growth LLC | New York | $432.5 million | Not listed | adviserinfo.sec.gov |
| Third North Capital LP | New York | $432.2 million | 2 | adviserinfo.sec.gov |
| Intermarket Corporation | New York | $431.5 million | 3 | adviserinfo.sec.gov |
| Republic Capital | New York | $430.9 million | 100 | adviserinfo.sec.gov |
| Radian Investment Management LLC | New York | $428.9 million | Not listed | adviserinfo.sec.gov |
| Coalescence Partners Investment Management LP | New York | $428.4 million | 4 | adviserinfo.sec.gov |
| CP Capital (US) Partners LP | New York | $426.9 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Diker Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.