Data / Investment advisers / New York / Neostellar Advisors LLC
Neostellar Advisors LLC, New York, NY: $433 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Neostellar Advisors LLC is an SEC registered investment adviser with its main office in New York, New York and reports $433 million in regulatory assets under management in its Form ADV filed June 18, 2026. Its clients include business development companies. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 343216
- SEC file number
- 801-136737
- SEC status
- Approved, effective July 15, 2026
- Main office
- 640 Fifth Avenue 12th Floor, New York, NY 10019
- Phone
- (212) 931-6331
- Regulatory AUM
- $433,266,156 in the Form ADV filed June 18, 2026
- Discretionary AUM
- $433,266,156
- Accounts
- 1
- Employees
- 9, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 1 | $433.3 million |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Second Alpha Partners | New York | $438.4 million | 8 | adviserinfo.sec.gov |
| 154 Partners Investment Management LLC | New York | $438.1 million | 4 | adviserinfo.sec.gov |
| Off Road Capital Management LLC | New York | $435.8 million | 20 | adviserinfo.sec.gov |
| Mutual of America Life Insurance Company | New York | $434.1 million | Not listed | adviserinfo.sec.gov |
| Spark Investment Management LLC | New York | $433.9 million | 1 | adviserinfo.sec.gov |
| Lisanti Capital Growth LLC | New York | $432.5 million | Not listed | adviserinfo.sec.gov |
| Third North Capital LP | New York | $432.2 million | 2 | adviserinfo.sec.gov |
| Intermarket Corporation | New York | $431.5 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving business development companies
- Neostellar Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.