Data / Investment advisers / New York / Collaborative Capital Advisors LLC
Collaborative Capital Advisors LLC, New York, NY: $388 million AUM, SEC registered investment adviser
Collaborative Capital Advisors LLC is an SEC registered investment adviser with its main office in New York, New York and reports $388 million in regulatory assets under management in its Form ADV filed July 13, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 337588
- SEC file number
- 801-134166
- SEC status
- Approved, effective August 21, 2025
- Main office
- 1120 Ave of the Americas 13th Floor, New York, NY 10036
- Phone
- (646) 933-5730
- Website
- collaborativecapitaladvisors.com
- Regulatory AUM
- $387,843,222 in the Form ADV filed July 13, 2026
- Discretionary AUM
- $236,752,032
- Non discretionary AUM
- $151,091,190
- Accounts
- 40
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 private equity fund
- Gross assets of private funds
- $5,000,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 17 | $381.9 million |
| Pooled investment vehicles | 1 | $5 million |
| Individuals (other than high net worth individuals) | Fewer than 5 | $916,972 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $387.8 million | February 27, 2026 |
| January 2, 2026 | $381.9 million | December 11, 2025 |
| December 1, 2025 | Not listed | September 5, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sandler Capital Management | New York | $395 million | 11 | adviserinfo.sec.gov |
| 3b1 Partners, LLC | New York | $391.6 million | 2 | adviserinfo.sec.gov |
| Siebert Advisornxt, LLC. | New York | $391.5 million | Not listed | adviserinfo.sec.gov |
| 16th Amendment Advisors LLC | New York | $390.2 million | 1 | adviserinfo.sec.gov |
| Ascend Interplay, LLC | New York | $390.2 million | Not listed | adviserinfo.sec.gov |
| Atlantic Investment Management, Inc | New York | $384 million | 4 | adviserinfo.sec.gov |
| Pictet Asset Management (USA) Corp | New York | $382 million | Not listed | adviserinfo.sec.gov |
| Palisade Infrastructure | New York | $381.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Collaborative Capital Advisors LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.