Data / Investment advisers / New York / Ashford Advisors, LLC
Ashford Advisors, LLC, Pittsford, NY: $943 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ashford Advisors, LLC is an SEC registered investment adviser with its main office in Pittsford, New York and reports $943 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals, corporations and other businesses and charitable organizations. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Ashford Advisors, LLC (CRD number 114238): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 114238
- SEC file number
- 801-60563
- SEC status
- Approved, effective September 10, 2001
- Main office
- 30 B Grove Street, Pittsford, NY 14534
- Phone
- (585) 697-0362
- Regulatory AUM
- $942,675,757 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $701,814,335
- Non discretionary AUM
- $240,861,422
- Accounts
- 215
- Employees
- 8, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 51 | $812.2 million |
| Corporations or other businesses | 20 | $77.7 million |
| Charitable organizations | 8 | $52.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $942.7 million | March 18, 2026 |
| December 1, 2025 | $829 million | March 26, 2025 |
Other advisers in Pittsford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Karpus Investment Management | Pittsford | $4.30 billion | Not listed | adviserinfo.sec.gov |
| LVW Advisors, LLC | Pittsford | $2.47 billion | Not listed | adviserinfo.sec.gov |
| Generation Capital Management LLC | Pittsford | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Armbruster Capital Management, Inc. | Pittsford | $1.06 billion | Not listed | adviserinfo.sec.gov |
| High Probability Advisors, LLC | Pittsford | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Develop Capital Partners, LP. | Pittsford | $940 million | Not listed | adviserinfo.sec.gov |
| Blue Horizon Equity, Inc. | Pittsford | $745.9 million | Not listed | adviserinfo.sec.gov |
| Kickstand Wealth Advisors | Pittsford | $633.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pittsford, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Ashford Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.