Data / Investment advisers / New York / Circle Advisers Inc
Circle Advisers Inc, New York, NY: $868 million AUM, SEC registered investment adviser
Circle Advisers Inc is an SEC registered investment adviser with its main office in New York, New York and reports $868 million in regulatory assets under management in its Form ADV filed December 26, 2025. Its clients include high net worth individuals, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 110818
- SEC file number
- 801-18150
- SEC status
- Approved, effective January 5, 1983
- Main office
- 420 Lexington Avenue Suite 2500, New York, NY 10170
- Phone
- (212) 885-4200
- Website
- cadvinc.com
- Regulatory AUM
- $868,162,745 in the Form ADV filed December 26, 2025
- Non discretionary AUM
- $868,162,745
- Accounts
- 1,156
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- December 26, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 348 | $854.9 million |
| Corporations or other businesses | Fewer than 5 | $11.9 million |
| Pension and profit sharing plans | Fewer than 5 | $1.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $868.2 million | December 26, 2025 |
| December 1, 2025 | $819.8 million | December 26, 2024 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Transatlantique Private Wealth LLC | New York | $878.8 million | Not listed | adviserinfo.sec.gov |
| Seymour Asset Management LLC | New York | $877.5 million | Not listed | adviserinfo.sec.gov |
| Quint Capital Management | New York | $875 million | 1 | adviserinfo.sec.gov |
| Sandglass Capital Advisors LLC | New York | $873.7 million | 4 | adviserinfo.sec.gov |
| Aspen Renewable Investments, L.L.C. | New York | $868.4 million | 10 | adviserinfo.sec.gov |
| Long Arc Capital LP | New York | $866.8 million | 13 | adviserinfo.sec.gov |
| Treo Asset Management, LLC | New York | $864.7 million | 6 | adviserinfo.sec.gov |
| Backcast Partners Management LLC | New York | $864.4 million | 13 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Circle Advisers Inc on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.