Data / Investment advisers / New York / Avestar Capital, LLC
Avestar Capital, LLC, New York, NY: $2.1 billion AUM, SEC registered investment adviser
Avestar Capital, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $2.1 billion in regulatory assets under management in its Form ADV filed September 24, 2026. Its clients include high net worth individuals, pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management and fixed fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 287525
- SEC file number
- 801-110020
- SEC status
- Approved, effective March 9, 2017
- Main office
- 400 Madison Avenue Floor 21, New York, NY 10017
- Phone
- (212) 706-4140
- Website
- avestarcapital.com
- Regulatory AUM
- $2,066,742,787 in the Form ADV filed September 24, 2026
- Discretionary AUM
- $2,059,705,360
- Non discretionary AUM
- $7,037,427
- Accounts
- 190
- Employees
- 16, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 4: 3 other private funds, 1 private equity fund
- Gross assets of private funds
- $62,049,750
- Other offices
- 3
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 142 | $1.96 billion |
| Pooled investment vehicles | 4 | $61.7 million |
| Charitable organizations | 5 | $20.5 million |
| Individuals (other than high net worth individuals) | 28 | $16.9 million |
| Corporations or other businesses | 8 | $6.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.07 billion | March 17, 2026 |
| December 1, 2025 | $1.53 billion | August 28, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ameraudi Asset Management, Inc. | New York | $2.10 billion | Not listed | adviserinfo.sec.gov |
| Long Ridge Equity Partners | New York | $2.10 billion | 14 | adviserinfo.sec.gov |
| Aris Management, LLC | New York | $2.08 billion | 1 | adviserinfo.sec.gov |
| Basis Management Group LLC | New York | $2.07 billion | 4 | adviserinfo.sec.gov |
| Newtyn Management, LLC | New York | $2.07 billion | 3 | adviserinfo.sec.gov |
| Elequin Capital, LP | New York | $2.07 billion | 4 | adviserinfo.sec.gov |
| M.D. Sass, LLC | New York | $2.06 billion | 2 | adviserinfo.sec.gov |
| Quent Capital, LLC | New York | $2.05 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Avestar Capital, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.