Data / Investment advisers / New York / The Northstar Group, Inc.
The Northstar Group, Inc., New York, NY: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Northstar Group, Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $1 billion in regulatory assets under management in its Form ADV filed October 12, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 110409
- SEC file number
- 801-41169
- SEC status
- Approved, effective April 6, 1992
- Main office
- 405 Lexington Ave Suite 37a, New York, NY 10174
- Phone
- (212) 883-9595
- Website
- thenorthstargroupinc.com
- Regulatory AUM
- $1,008,518,891 in the Form ADV filed October 12, 2026
- Discretionary AUM
- $1,008,518,891
- Accounts
- 677
- Employees
- 6, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 199 | $969.1 million |
| Individuals (other than high net worth individuals) | 53 | $20.2 million |
| Pension and profit sharing plans | 4 | $10 million |
| Charitable organizations | 1 | $7.5 million |
| Corporations or other businesses | 1 | $1.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.01 billion | March 24, 2026 |
| December 1, 2025 | $871.6 million | November 5, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Newbrook Capital Advisors LP | New York | $1.02 billion | 3 | adviserinfo.sec.gov |
| Isometry Capital, LLC | New York | $1.01 billion | 4 | adviserinfo.sec.gov |
| 10x Capital Partners | New York | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Vectors Asset Management | New York | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Nomura Asset Management U.S.A. Inc. | New York | $1.01 billion | Not listed | adviserinfo.sec.gov |
| The Quarry LP | New York | $1.01 billion | 1 | adviserinfo.sec.gov |
| Seeds | New York | $1.00 billion | Not listed | adviserinfo.sec.gov |
| Cc-Nmr Global Credit Management LLC | New York | $1.00 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- The Northstar Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.