Data / Investment advisers / Indiana / Oxford Financial Group, LTD
Oxford Financial Group, LTD, Carmel, IN: $23.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oxford Financial Group, LTD is an SEC registered investment adviser with its main office in Carmel, Indiana and reports $23.3 billion in regulatory assets under management in its Form ADV filed October 19, 2026. Its clients include high net worth individuals, pooled investment vehicles and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees. It advises 48 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 105303
- SEC file number
- 801-20692
- SEC status
- Approved, effective February 7, 1984
- Legal name
- Oxford Financial Group, LTD. LLC
- Main office
- 11711 North Meridian Street Suite 600, Carmel, IN 46032
- Phone
- (317) 843-5678
- Regulatory AUM
- $23,330,849,733 in the Form ADV filed October 19, 2026
- Discretionary AUM
- $11,539,687,295
- Non discretionary AUM
- $11,791,162,438
- Accounts
- 6,593
- Employees
- 156, of which 36 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 48: 34 private equity funds, 7 hedge funds, 4 other private funds, 3 real estate funds
- Gross assets of private funds
- $3,400,202,557
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 551 | $13.85 billion |
| Pooled investment vehicles | 48 | $4.55 billion |
| Pension and profit sharing plans | 29 | $3.32 billion |
| Corporations or other businesses | 11 | $1.14 billion |
| Charitable organizations | 18 | $413.9 million |
| Insurance companies | 2 | $43.5 million |
| Individuals (other than high net worth individuals) | 38 | $19.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $23.33 billion | March 31, 2026 |
| December 1, 2025 | $19.65 billion | June 25, 2025 |
Other advisers in Carmel
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 40/86 Advisors, Inc. | Carmel | $30.50 billion | 3 | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | Not listed | adviserinfo.sec.gov |
| Shepherd Financial | Carmel | $7.47 billion | 2 | adviserinfo.sec.gov |
| MJ Retirement | Carmel | $5.49 billion | Not listed | adviserinfo.sec.gov |
| Goelzer Investment Management | Carmel | $4.51 billion | Not listed | adviserinfo.sec.gov |
| Winthrop Capital Management | Carmel | $3.97 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carmel, IN
- Investment advisers in Indiana
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Oxford Financial Group, LTD on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.