Data / Investment advisers / Indiana / Goelzer Investment Management
Goelzer Investment Management, Carmel, IN: $4.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Goelzer Investment Management is an SEC registered investment adviser with its main office in Carmel, Indiana and reports $4.5 billion in regulatory assets under management in its Form ADV filed July 1, 2026. Its clients include high net worth individuals, charitable organizations and state and municipal governments. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Goelzer Investment Management (CRD number 44402): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 44402
- SEC file number
- 801-55588
- SEC status
- Approved, effective June 30, 1998
- Legal name
- Goelzer Investment Management, Inc.
- Main office
- 10 East Main Street Suite 110, Carmel, IN 46032
- Phone
- (317) 264-2600
- Regulatory AUM
- $4,510,923,289 in the Form ADV filed July 1, 2026
- Discretionary AUM
- $4,311,882,599
- Non discretionary AUM
- $199,040,690
- Accounts
- 1,945
- Employees
- 34, of which 22 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- July 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 404 | $2.04 billion |
| Charitable organizations | 42 | $1.36 billion |
| State or municipal government entities | 35 | $575.2 million |
| Corporations or other businesses | 19 | $212.7 million |
| Individuals (other than high net worth individuals) | 173 | $109.7 million |
| Pension and profit sharing plans | 12 | $9.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.51 billion | March 23, 2026 |
| December 1, 2025 | $3.85 billion | August 15, 2025 |
Other advisers in Carmel
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 40/86 Advisors, Inc. | Carmel | $30.50 billion | 3 | adviserinfo.sec.gov |
| Oxford Financial Group, LTD | Carmel | $23.33 billion | 48 | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | Not listed | adviserinfo.sec.gov |
| Shepherd Financial | Carmel | $7.47 billion | 2 | adviserinfo.sec.gov |
| MJ Retirement | Carmel | $5.49 billion | Not listed | adviserinfo.sec.gov |
| Winthrop Capital Management | Carmel | $3.97 billion | 1 | adviserinfo.sec.gov |
| Archer Investment Corporation | Carmel | $1.01 billion | Not listed | adviserinfo.sec.gov |
| US Agriculture | Carmel | $759.1 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carmel, IN
- Investment advisers in Indiana
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Goelzer Investment Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.