Data / Investment advisers / Indiana / Shepherd Financial
Shepherd Financial, Carmel, IN: $7.5 billion AUM, SEC registered investment adviser
Shepherd Financial is an SEC registered investment adviser with its main office in Carmel, Indiana and reports $7.5 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 288623
- SEC file number
- 801-112009
- SEC status
- Approved, effective November 14, 2017
- Legal name
- Shepherd Financial Investment Advisory LLC
- Main office
- 111 Congressional Blvd., Suite 100, Carmel, IN 46032
- Phone
- (317) 975-5033
- Regulatory AUM
- $7,471,986,154 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $2,583,174,257
- Non discretionary AUM
- $4,888,811,897
- Accounts
- 3,633
- Employees
- 55, of which 32 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $44,025,741
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 356 | $6.03 billion |
| High net worth individuals | 375 | $1.13 billion |
| Individuals (other than high net worth individuals) | 930 | $220.3 million |
| Corporations or other businesses | 6 | $53.5 million |
| Pooled investment vehicles | 2 | $44 million |
| Charitable organizations | 1 | $312,172 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $7.47 billion | October 30, 2026 |
| April 1, 2026 | $6.18 billion | March 31, 2026 |
| December 1, 2025 | $4.95 billion | September 1, 2025 |
Other advisers in Carmel
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 40/86 Advisors, Inc. | Carmel | $30.50 billion | 3 | adviserinfo.sec.gov |
| Oxford Financial Group, LTD | Carmel | $23.33 billion | 48 | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | Not listed | adviserinfo.sec.gov |
| MJ Retirement | Carmel | $5.49 billion | Not listed | adviserinfo.sec.gov |
| Goelzer Investment Management | Carmel | $4.51 billion | Not listed | adviserinfo.sec.gov |
| Winthrop Capital Management | Carmel | $3.97 billion | 1 | adviserinfo.sec.gov |
| Archer Investment Corporation | Carmel | $1.01 billion | Not listed | adviserinfo.sec.gov |
| US Agriculture | Carmel | $759.1 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carmel, IN
- Investment advisers in Indiana
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Shepherd Financial on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.