Data / Investment advisers / Indiana / 40/86 Advisors, Inc.
40/86 Advisors, Inc., Carmel, IN: $30.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
40/86 Advisors, Inc. is an SEC registered investment adviser with its main office in Carmel, Indiana and reports $30.5 billion in regulatory assets under management in its Form ADV filed April 22, 2026. Its clients include insurance companies, corporations and other businesses and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
The request: Watch 40/86 Advisors, Inc. (CRD number 107740): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 107740
- SEC file number
- 801-17857
- SEC status
- Approved, effective October 20, 1982
- Main office
- 11299 Illinois Street Suite 200, Carmel, IN 46032
- Phone
- (317) 817-4086
- Website
- 4086.com
- Regulatory AUM
- $30,495,148,307 in the Form ADV filed April 22, 2026
- Discretionary AUM
- $30,495,148,307
- Accounts
- 13
- Employees
- 84, of which 84 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 securitized asset funds
- Gross assets of private funds
- $298,792,861
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 7 | $29.78 billion |
| Corporations or other businesses | 3 | $412.9 million |
| Pooled investment vehicles | 3 | $298.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $30.50 billion | March 26, 2026 |
| December 1, 2025 | $29.22 billion | May 1, 2025 |
Other advisers in Carmel
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Oxford Financial Group, LTD | Carmel | $23.33 billion | 48 | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | Not listed | adviserinfo.sec.gov |
| Shepherd Financial | Carmel | $7.47 billion | 2 | adviserinfo.sec.gov |
| MJ Retirement | Carmel | $5.49 billion | Not listed | adviserinfo.sec.gov |
| Goelzer Investment Management | Carmel | $4.51 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carmel, IN
- Investment advisers in Indiana
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving insurance companies
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- 40/86 Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.