Data / Investment advisers / Indiana
Investment advisers in Indiana: 159 firms, $227 billion in AUM
159 investment advisers have their main office in Indiana: 145 SEC registered and 14 exempt reporting. The registered advisers report $227 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is 40/86 Advisors, Inc. with $30.5 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
Get advisers in Indiana over $100 millionWatch new advisers in IndianaGet private fund advisers in Indiana
- 159Advisers
- 145SEC registered
- 14Exempt reporting
- $227 billionTotal AUM
- 136Advisers over $100 million
- 30Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| 40/86 Advisors, Inc. | Carmel | $30.50 billion | 13 | 84 | 3 | (317) 817-4086 | 4086.com | adviserinfo.sec.gov |
| Oneamerica Asset Management, LLC | Indianapolis | $24.42 billion | 10 | 37 | Not listed | (317) 285-1877 | oneamerica.com | adviserinfo.sec.gov |
| Oxford Financial Group, LTD | Carmel | $23.33 billion | 6,593 | 156 | 48 | (317) 843-5678 | adviserinfo.sec.gov | |
| Sapient Capital LLC | Indianapolis | $13.76 billion | 6,681 | 59 | Not listed | (317) 719-0157 | sapientcapital.com | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | 22,812 | 178 | Not listed | (317) 218-6000 | adviserinfo.sec.gov | |
| Shepherd Financial | Carmel | $7.47 billion | 3,633 | 55 | 2 | (317) 975-5033 | adviserinfo.sec.gov | |
| Thurston Springer Advisors | Indianapolis | $6.01 billion | 9,751 | 100 | Not listed | (317) 581-4000 | thurstonspringer.com | adviserinfo.sec.gov |
| Sym Financial Advisors | Winona Lake | $5.81 billion | 6,673 | 84 | Not listed | (800) 888-7968 | adviserinfo.sec.gov | |
| MJ Retirement | Carmel | $5.49 billion | 303 | 11 | Not listed | (317) 805-7500 | adviserinfo.sec.gov | |
| Goelzer Investment Management | Carmel | $4.51 billion | 1,945 | 34 | Not listed | (317) 264-2600 | adviserinfo.sec.gov | |
| CX Institutional, LLC | Auburn | $4.46 billion | 13,723 | 130 | Not listed | (260) 927-1830 | credentwealth.com | adviserinfo.sec.gov |
| Baxter Capital Management Inc | Indianapolis | $4.19 billion | 13 | 3 | Not listed | (317) 706-0041 | adviserinfo.sec.gov | |
| Winthrop Capital Management | Carmel | $3.97 billion | 832 | 29 | 1 | (317) 663-7500 | winthropis.com | adviserinfo.sec.gov |
| Donaldson Capital Management LLC | Evansville | $3.46 billion | 1,848 | 68 | Not listed | (812) 421-3211 | adviserinfo.sec.gov | |
| Praxis Investment Management, Inc. | Goshen | $3.30 billion | 10 | 14 | Not listed | (574) 533-9511 | adviserinfo.sec.gov | |
| Creative Financial Designs, Inc. | Kokomo | $2.94 billion | 15,029 | 170 | Not listed | (765) 453-9600 | creativefinancialdesigns.com | adviserinfo.sec.gov |
| Bedel Financial Consulting Inc | Indianapolis | $2.92 billion | 5,435 | 28 | Not listed | (317) 843-1358 | adviserinfo.sec.gov | |
| Global Atlantic Investment Advisors, LLC | Indianapolis | $2.70 billion | 16 | 15 | Not listed | (317) 223-2708 | globalatlantic.onlineprospectus.net | adviserinfo.sec.gov |
| Phillips Financial | Fort Wayne | $2.64 billion | 3,264 | 32 | Not listed | (260) 420-7732 | adviserinfo.sec.gov | |
| Woodley Farra | Indianapolis | $2.32 billion | 1,591 | 14 | Not listed | (317) 269-0224 | woodleyfarra.com | adviserinfo.sec.gov |
| Elser Financial Planning, Inc. | Indianapolis | $2.11 billion | 1,643 | 15 | Not listed | (317) 731-5615 | elserfp.com | adviserinfo.sec.gov |
| Ceres Partners, LLC | South Bend | $1.96 billion | 5 | 21 | 3 | (855) 242-3737 | cerespartners.com | adviserinfo.sec.gov |
| Axia Advisory | Indianapolis | $1.88 billion | 128 | 4 | Not listed | (317) 630-2800 | axiaadvisory.com | adviserinfo.sec.gov |
| Invst, LLC | Indianapolis | $1.57 billion | 6,818 | 65 | Not listed | (317) 202-1891 | lloydeasters.com | adviserinfo.sec.gov |
| Lji Wealth Management, LLC | Indianapolis | $1.37 billion | 3,574 | 13 | Not listed | (317) 466-9702 | ljiwm.com | adviserinfo.sec.gov |
| Wealth Advisors Group | Fort Wayne | $1.34 billion | 3,297 | 17 | Not listed | (260) 619-3100 | adviserinfo.sec.gov | |
| Wallington Asset Management | Indianapolis | $1.32 billion | 930 | 17 | Not listed | (317) 575-8670 | wallington.com | adviserinfo.sec.gov |
| Pettinga Financial Advisors, LLC | Evansville | $1.28 billion | 2,267 | 11 | Not listed | (812) 436-4000 | pettinga.com | adviserinfo.sec.gov |
| Deerfield | Indianapolis | $1.18 billion | 1,073 | 14 | Not listed | (317) 469-2455 | adviserinfo.sec.gov | |
| Corevision Financial Group | Shelbyville | $1.15 billion | 2,851 | 11 | Not listed | (317) 398-8200 | adviserinfo.sec.gov | |
| Korhorn Financial Group | Granger | $1.15 billion | 5,880 | 113 | Not listed | (574) 247-5898 | adviserinfo.sec.gov | |
| Fi3 Financial Advisors, LLC | Indianapolis | $1.14 billion | 1,643 | 21 | 3 | (317) 426-8800 | adviserinfo.sec.gov | |
| Centerfield Capital Partners | Indianapolis | $1.08 billion | 6 | 15 | 8 | (317) 237-2323 | centerfieldcapital.com | adviserinfo.sec.gov |
| Vestia Personal Wealth Advisors | Fort Wayne | $1.06 billion | 3,987 | 31 | Not listed | (877) 669-1126 | adviserinfo.sec.gov | |
| Archer Investment Corporation | Carmel | $1.01 billion | 5,147 | 80 | Not listed | (317) 581-5664 | nracpa.com | adviserinfo.sec.gov |
| Financial Enhancement Group | Anderson | $987 million | 3,599 | 25 | Not listed | (765) 640-1524 | adviserinfo.sec.gov | |
| Walter Keenan Wealth Management | South Bend | $983.3 million | 479 | 7 | Not listed | (574) 287-5977 | walterandkeenan.com | adviserinfo.sec.gov |
| Ami Investment Management Inc | Kendallville | $963.6 million | 764 | 6 | Not listed | (260) 347-1281 | amiinvestment.com | adviserinfo.sec.gov |
| Smi Advisory Services, LLC | Columbus | $949 million | 1,083 | 5 | Not listed | (800) 796-4975 | smiprivateclient.com | adviserinfo.sec.gov |
| Galecki Financial Management Inc | Fort Wayne | $929.5 million | 2,440 | 15 | Not listed | (260) 436-8525 | galecki.com | adviserinfo.sec.gov |
| Atlas Capital Management Corp | Ft Wayne | $869.8 million | 4,143 | 9 | Not listed | (260) 637-2857 | atlascapitalmanagement.com | adviserinfo.sec.gov |
| Lynch & Associates | Newburgh | $831.1 million | 1,900 | 7 | Not listed | (812) 853-0878 | lnaonline.com | adviserinfo.sec.gov |
| Hurlow Wealth Management Group, Inc. | Bloomington | $794.4 million | 2,155 | 16 | Not listed | (812) 333-4726 | hurlowwealth.com | adviserinfo.sec.gov |
| Sycamore Financial Group | Kokomo | $787.4 million | 2,200 | 4 | Not listed | (765) 455-1554 | sycamoreweb.com | adviserinfo.sec.gov |
| Market Street Wealth Management Advisors, LLC | Indianapolis | $776 million | 1,693 | 12 | Not listed | (317) 552-0505 | adviserinfo.sec.gov | |
| US Agriculture | Carmel | $759.1 million | 4 | 14 | 1 | (317) 678-0700 | adviserinfo.sec.gov | |
| Quantum Financial Services Inc. | Indianapolis | $730.9 million | 516 | 2 | Not listed | (317) 845-1786 | quantumfinancialinc.com | adviserinfo.sec.gov |
| 3fourteen & Smi Advisory Services, LLC | Columbus | $723 million | 2 | 6 | Not listed | (800) 796-4975 | adviserinfo.sec.gov | |
| Halter Ferguson Financial Inc | Carmel | $705 million | 1,076 | 15 | 1 | (317) 875-0202 | folkd.com | adviserinfo.sec.gov |
| The Financial Resource Center | Carmel | $642.5 million | 389 | 5 | Not listed | (317) 871-8571 | carriage-financial.com | adviserinfo.sec.gov |
| Northwest Financial Services Inc | Indianapolis | $634.9 million | 377 | 11 | Not listed | (317) 844-0448 | northwestfinancial.net | adviserinfo.sec.gov |
| Meridian Investment Advisors, Inc. | Indianapolis | $628 million | 1,154 | 5 | Not listed | (317) 573-5257 | meridianinvest.com | adviserinfo.sec.gov |
| Hilltop Wealth & Tax Solutions | Mishawaka | $616.4 million | 2,784 | 16 | Not listed | (574) 889-7526 | adviserinfo.sec.gov | |
| Financial Plans & Strategies, Inc. | Greenwood | $610.6 million | 1,081 | 12 | Not listed | (317) 882-7675 | finplans.com | adviserinfo.sec.gov |
| Wealth Advisory Solutions, LLC | Zionsville | $599.1 million | 1,826 | 11 | Not listed | (317) 559-2945 | envisionria.com | adviserinfo.sec.gov |
| Cfci | Bloomington | $595.6 million | 1,083 | 22 | Not listed | (812) 334-3190 | cfci.us | adviserinfo.sec.gov |
| Kirr, Marbach & Company, LLC | Columbus | $587.7 million | 281 | 7 | Not listed | (812) 376-9444 | adviserinfo.sec.gov | |
| Howard Bailey Securities, LLC | Fort Wayne | $582.8 million | 4,056 | 46 | Not listed | (260) 482-9559 | adviserinfo.sec.gov | |
| Monon Wealth Management | Indianapolis | $546.8 million | 1,740 | 10 | Not listed | (317) 993-3999 | music.amazon.com | adviserinfo.sec.gov |
| Gettings Busch Wealth Management | Lafayette | $541.5 million | 1,981 | 10 | Not listed | (765) 742-7366 | adviserinfo.sec.gov | |
| Elevated Financial Group | Indianapolis | $532 million | 1,866 | 13 | Not listed | (317) 533-7721 | elevatedfg.com | adviserinfo.sec.gov |
| Reify Wealth Advisors, Inc. | Indianapolis | $524.4 million | 877 | 15 | Not listed | (317) 872-5090 | adviserinfo.sec.gov | |
| Pathway Financial Advisers, LLC | Auburn | $524.2 million | 1,832 | 8 | Not listed | (260) 925-2887 | pathwayria.com | adviserinfo.sec.gov |
| Cid Capital II, Inc. | Carmel | $515.8 million | 5 | 12 | 5 | (317) 818-5030 | cidcap.com | adviserinfo.sec.gov |
| Monarch Capital Management Inc | Fort Wayne | $495.7 million | 373 | 8 | Not listed | (260) 422-2765 | monarchcapitalmgmt.com | adviserinfo.sec.gov |
| The Wellington GRP LLC | Indianapolis | $473.6 million | 1,516 | 10 | 1 | (317) 846-5055 | thewellingtongroupllc.com | adviserinfo.sec.gov |
| Smith Financial | Kokomo | $456.9 million | 550 | 5 | Not listed | (765) 459-4111 | smithfinancial.com | adviserinfo.sec.gov |
| Mindset Wealth Management, LLC | Indianapolis | $445.5 million | 276 | 4 | Not listed | (317) 348-4655 | mindsetwealthmanagement.com | adviserinfo.sec.gov |
| Dickmeyer Boyce Financial Management, Inc | Fort Wayne | $438.5 million | 1,253 | 8 | Not listed | (260) 436-2051 | adviserinfo.sec.gov | |
| Storen Financial | Zionsville | $438.3 million | 1,676 | 14 | Not listed | (317) 733-1000 | storenfinancial.com | adviserinfo.sec.gov |
| Qbox Fiduciary Solutions, LLC | Fort Wayne | $429.2 million | 346 | 2 | Not listed | (260) 328-1889 | adviserinfo.sec.gov | |
| Axiom Financial Strategies Group, LLC | New Albany | $404.1 million | 1,382 | 9 | Not listed | (812) 913-7701 | adviserinfo.sec.gov | |
| Forum Private Client Group | Fishers | $403.3 million | 1,490 | 11 | Not listed | (317) 558-6322 | adviserinfo.sec.gov | |
| Oxinas Partners Wealth Management | Jeffersonville | $391 million | 1,738 | 8 | Not listed | (812) 725-8649 | adviserinfo.sec.gov | |
| Intrepid Financial Planning Group, LLC | Carmel | $390.4 million | 1,457 | 3 | Not listed | (317) 818-1776 | adviserinfo.sec.gov | |
| Vista Investment Partners | Richmond | $383.1 million | 1,548 | 12 | Not listed | (765) 962-5153 | vistainvestment.net | adviserinfo.sec.gov |
| Horizon Investment Services, LLC. | Hammond | $363.8 million | 568 | 14 | Not listed | (219) 852-3215 | adviserinfo.sec.gov | |
| Maripau Wealth Management LLC | Fort Wayne | $363.8 million | 3,092 | 24 | Not listed | (260) 493-3930 | adviserinfo.sec.gov | |
| Kessler Investment Group, LLC | Columbus | $359.7 million | 1,138 | 8 | Not listed | (812) 314-0083 | kesslerig.com | adviserinfo.sec.gov |
| Bookends Financial Planning | Indianapolis | $338.3 million | 1,336 | 10 | Not listed | (317) 859-2502 | adviserinfo.sec.gov | |
| Charter Advisory Corporation | Indianapolis | $333.1 million | 877 | 15 | Not listed | (317) 844-7416 | charteradvisory.com | adviserinfo.sec.gov |
| Curry Webb Wealth Management LLC | Indianapolis | $332.4 million | 836 | 6 | Not listed | (317) 999-5323 | adviserinfo.sec.gov | |
| Thomas Story and Son LLC | Plymouth | $328.2 million | 159 | 2 | Not listed | (630) 878-0747 | storyandson.com | adviserinfo.sec.gov |
| Tradewell Tax & Financial | Fort Wayne | $320.4 million | 1,147 | 8 | Not listed | (260) 490-2084 | adviserinfo.sec.gov | |
| Kotys Wealth Professionals | Valparaiso | $308 million | 885 | 8 | Not listed | (219) 465-6924 | kotyswealthpro.com | adviserinfo.sec.gov |
| Oneamerica Securities, Inc. | Indianapolis | $306.1 million | 2,300 | 340 | Not listed | (877) 285-3863 | oneamericasecurities.com | adviserinfo.sec.gov |
| Hendershott Wealth Management, LLC | Fishers | $305.8 million | 602 | 9 | Not listed | (877) 743-6500 | hendershottwealth.com | adviserinfo.sec.gov |
| Provider Financial, Inc. | Indianapolis | $304 million | 735 | 3 | Not listed | (317) 706-0890 | provider-financial.com | adviserinfo.sec.gov |
| Gimbal Financial, LLC | Carmel | $290 million | 847 | 6 | Not listed | (317) 578-1600 | gimbalfinancial.com | adviserinfo.sec.gov |
| Capital Cities Investments | Indianapolis | $287.9 million | 1,252 | 16 | Not listed | (317) 475-4500 | capitalcitiesinvestments.com | adviserinfo.sec.gov |
| Teeple Snyder Newsome Wealth & Tax Management | Brownsburg | $287 million | 2,118 | 19 | Not listed | (317) 350-4255 | tsnadvisors.com | adviserinfo.sec.gov |
| Gap Asset Management, LLC | South Bend | $287 million | 2 | 14 | 2 | (574) 485-2146 | graham-allen.com | adviserinfo.sec.gov |
| Mosaic Wealth Management LLC | Bloomington | $285 million | 199 | 2 | Not listed | (812) 333-3275 | adviserinfo.sec.gov | |
| Freeman, Will & Niemeier, Inc. | Evansville | $284.2 million | 1,295 | 2 | Not listed | (812) 425-1030 | fwnadvisors.com | adviserinfo.sec.gov |
| Compass Financial Advisors LLC | Fort Wayne | $282.5 million | 730 | 9 | Not listed | (260) 490-7878 | adviserinfo.sec.gov | |
| Peloton Capital Management | Indianapolis | $282 million | 319 | 4 | 1 | (317) 559-1700 | pelotonwealth.com | adviserinfo.sec.gov |
| CRF Financial Group | Indianapolis | $279.5 million | 37 | 1 | Not listed | (317) 844-8077 | hoosierfund.com | adviserinfo.sec.gov |
| CBG & Company, Inc. | Fishers | $270.7 million | 525 | 9 | Not listed | (317) 257-7400 | cbgfinancialplanning.com | adviserinfo.sec.gov |
| Wellington Investment Advisors | Bloomington | $261.4 million | 1,019 | 10 | Not listed | (812) 333-0874 | wellingtoninvestmentadvisors.com | adviserinfo.sec.gov |
| Banker Investment Group | West Lafayette | $260.2 million | 952 | 4 | Not listed | (765) 497-0197 | bankerinvestmentgroup.com | adviserinfo.sec.gov |
| Proteus, LLC | Indianapolis | $259.8 million | 29 | 15 | 29 | (317) 653-2756 | adviserinfo.sec.gov | |
| An Exceptional Life Financial, LLC | Indianapolis | $258.9 million | 949 | 4 | Not listed | (317) 941-6492 | adviserinfo.sec.gov | |
| Strive Financial Group, LLC | Carmel | $246.7 million | 1,991 | 12 | Not listed | (317) 590-0146 | firefighterfinancialadvisor.com | adviserinfo.sec.gov |
| Trust Investment Advisors | Indianapolis | $238.9 million | 379 | 4 | Not listed | (317) 253-2000 | adviserinfo.sec.gov | |
| Ambrose Capital Advisors, LLC | Indianapolis | $228.3 million | 1 | 48 | 1 | (317) 573-4600 | ambrosepg.com | adviserinfo.sec.gov |
| Bischoff Wealth Management Group, LLC | Greenwood | $222 million | 713 | 5 | Not listed | (317) 851-9718 | bischoffwealth.com | adviserinfo.sec.gov |
| Asset Management Strategies, Inc. | Indianapolis | $220.2 million | 2,110 | 8 | Not listed | (317) 577-6912 | amsria.com | adviserinfo.sec.gov |
| Four Quadrant Wealth Advisors, Inc. | Carmel | $219 million | 552 | 34 | Not listed | (877) 441-5144 | adviserinfo.sec.gov | |
| Financial Planning Services | Fort Wayne | $212.6 million | 1,067 | 7 | Not listed | adviserinfo.sec.gov | ||
| Gehrig Capital Management, Inc. | Merrillville | $203.9 million | 1,072 | 5 | Not listed | (219) 663-8005 | gehrigcapitalmanagement.com | adviserinfo.sec.gov |
| Laughlin Financial LLC | Bloomington | $200.2 million | 391 | 2 | Not listed | (812) 552-2113 | laughlinfinancial.com | adviserinfo.sec.gov |
| Pile Wealth Management | Indianapolis | $188.7 million | 205 | 5 | Not listed | (317) 269-3454 | pilewealth.com | adviserinfo.sec.gov |
| Nearside Advisors, LLC | Indianapolis | $188.6 million | 299 | 3 | Not listed | (317) 610-6650 | nearsideadvisors.com | adviserinfo.sec.gov |
| Comprehensive Financial Consultants | Cicero | $187.3 million | 1,123 | 9 | Not listed | (317) 984-7693 | cfcplans.com | adviserinfo.sec.gov |
| Greenleaf Financial Group | Carmel | $175.2 million | 495 | 2 | Not listed | (317) 993-3384 | adviserinfo.sec.gov | |
| Wabash Capital, Inc. | Terre Haute | $173 million | 499 | 3 | Not listed | (812) 242-9113 | wabashcapital.com | adviserinfo.sec.gov |
| Aldebaran Capital, LLC | Carmel | $166.9 million | 306 | 2 | Not listed | (317) 818-7827 | aldebarancapital.com | adviserinfo.sec.gov |
| Lauer Wealth Management | Valparaiso | $160.9 million | 919 | 5 | Not listed | (219) 243-8129 | lauerwealth.com | adviserinfo.sec.gov |
| Spyglass Investment Management | Terre Haute | $156.4 million | 789 | 3 | Not listed | (812) 238-8484 | spyglassinvestmentmanagement.com | adviserinfo.sec.gov |
| Werner Financial | Indianapolis | $152.4 million | 1,262 | 5 | Not listed | (317) 735-9202 | wernerfinancial.com | adviserinfo.sec.gov |
| Apple Tree Asset Management, LLC | Fort Wayne | $151.9 million | 1,430 | 7 | Not listed | (260) 637-7278 | appletreefinancialgroup.com | adviserinfo.sec.gov |
| Koon Financial Planning & Consulting/Kfp&C | Greenwood | $146.9 million | 163 | 2 | Not listed | (317) 887-1714 | adviserinfo.sec.gov | |
| Hobbs Wealth Management | Zionsville | $146.7 million | 631 | 6 | Not listed | (317) 559-2940 | hobbswealth.com | adviserinfo.sec.gov |
| MFG Wealth Management, Inc. | Indianapolis | $146 million | 909 | 4 | Not listed | (317) 780-1006 | adviserinfo.sec.gov | |
| Kestrel Wealth Management, LLC | South Bend | $143.9 million | 214 | 2 | Not listed | (574) 233-2200 | kestrelwealth.com | adviserinfo.sec.gov |
| Core Wealth Advisors | Indianapolis | $143.8 million | 149 | 3 | Not listed | (317) 497-0569 | mycorewealthadvisors.com | adviserinfo.sec.gov |
| McMahan Capital Management | Carmel | $135.9 million | 43 | 2 | Not listed | (317) 573-2202 | mcmahancapital.net | adviserinfo.sec.gov |
| Fortitude Private Wealth | Carmel | $126.5 million | 322 | 2 | Not listed | (317) 819-8550 | adviserinfo.sec.gov | |
| Capital Advisor Network | Lafayette | $124.5 million | 1,261 | 18 | Not listed | (765) 588-1647 | adviserinfo.sec.gov | |
| Titan Investment Management LLC | Indianapolis | $123.9 million | 439 | 4 | Not listed | (765) 418-8223 | titaninvestmentmgmt.com | adviserinfo.sec.gov |
| Fnex Wealth, LLC | Indianapolis | $122.3 million | 56 | 2 | Not listed | (317) 445-7676 | fnexwealth.com | adviserinfo.sec.gov |
| Genesis Advisors, LLC | Fishers | $121.2 million | 364 | 4 | Not listed | (317) 577-6900 | genesisadvisors.net | adviserinfo.sec.gov |
| Precedent Financial Strategies | Indianapolis | $111.5 million | 278 | 3 | Not listed | (800) 264-9908 | precedentstrategies.com | adviserinfo.sec.gov |
| CFG Wealth Management Services Inc | Indianapolis | $110.2 million | 202 | 2 | Not listed | (317) 841-7959 | adviserinfo.sec.gov | |
| Oxford Harriman Private Wealth Management | Indianapolis | $106.4 million | 342 | 6 | Not listed | (317) 581-4003 | ohcpwm.com | adviserinfo.sec.gov |
| Integrated Investment Strategies,Inc. | Carmel | $104.5 million | 334 | 3 | Not listed | (317) 843-5577 | integratedinvestments.com | adviserinfo.sec.gov |
| Canterbury Investment Management, LLC | Zionsville | $69.8 million | 101 | 2 | Not listed | (317) 732-2075 | canterburygroup.com | adviserinfo.sec.gov |
| Sbauer Funds, LLC | Carmel | $61.3 million | 1 | 7 | Not listed | (317) 814-5000 | adviserinfo.sec.gov | |
| Trust Investment Advisors Wealth Management, LLC | Indianapolis | $34.4 million | 83 | 3 | Not listed | (317) 253-2000 | adviserinfo.sec.gov | |
| High Alpha Studio, LLC | Indianapolis | Not listed | Not listed | Not listed | 8 | (317) 777-6762 | highalpha.com | adviserinfo.sec.gov |
| Sunrise Capital Management, LLC | Fishers | Not listed | Not listed | Not listed | 5 | (317) 913-7000 | adviserinfo.sec.gov | |
| Alloy Partners, Inc. | Indianapolis | Not listed | Not listed | Not listed | 3 | (317) 670-7450 | adviserinfo.sec.gov | |
| Rosenthal | Henry Capital Advisors, Inc. | Mishawaka | Not listed | Not listed | Not listed | 3 | (574) 243-6502 | rosenthalpartners.net | adviserinfo.sec.gov |
| BML Capital Management, LLC | Zionsville | Not listed | Not listed | Not listed | 1 | (317) 344-2447 | adviserinfo.sec.gov | |
| Bam Credit Manager, LLC | Carmel | Not listed | Not listed | Not listed | 1 | (463) 227-0773 | adviserinfo.sec.gov | |
| Barrel Strength Partners LLC | Indianapolis | Not listed | Not listed | Not listed | 1 | (317) 902-0340 | adviserinfo.sec.gov | |
| Elpis Capital Group, LLC | Fishers | Not listed | Not listed | Not listed | 1 | (317) 690-8938 | elpiscapital.com | adviserinfo.sec.gov |
| Flywheel Fund VI GP LLC | Bloomington | Not listed | Not listed | Not listed | 1 | (765) 586-8420 | adviserinfo.sec.gov | |
| Ground Game Ventures | Indianapolis | Not listed | Not listed | Not listed | 1 | (317) 983-0455 | ground.game | adviserinfo.sec.gov |
| JTBV | LA Porte | Not listed | Not listed | Not listed | 1 | (253) 987-6787 | adviserinfo.sec.gov | |
| Juniper GP, LLC | Clarksville | Not listed | Not listed | Not listed | 1 | (859) 685-8172 | adviserinfo.sec.gov | |
| Truedge Asset Management LLC | Indianapolis | Not listed | 0 | 5 | 1 | (317) 581-4010 | truedgeam.com | adviserinfo.sec.gov |
| Whiskey Capital Finance Co. II, LLC | Jeffersonville | Not listed | Not listed | Not listed | 1 | (502) 419-6175 | adviserinfo.sec.gov | |
| Whiskey Capital Finance Co., LLC | Jeffersonville | Not listed | Not listed | Not listed | 1 | (502) 419-6175 | whiskey.capital | adviserinfo.sec.gov |
| Capital Cities, LLC | Indianapolis | Not listed | 0 | 10 | Not listed | (317) 475-4500 | capcities.com | adviserinfo.sec.gov |
| Cxi Advisors, LLC | Auburn | Not listed | 0 | 0 | Not listed | (260) 333-5123 | cxiadvisors.com | adviserinfo.sec.gov |
| Foster Financial Services, LLC | Fort Wayne | Not listed | 0 | 3 | Not listed | (260) 234-2200 | adviserinfo.sec.gov | |
| Mindset Asset Management, LLC | Indianapolis | Not listed | 0 | 4 | Not listed | (317) 348-4655 | mindset-am.com | adviserinfo.sec.gov |
| Wealthtrace Advisors, Inc. | Zionsville | Not listed | 0 | 2 | Not listed | (216) 502-6561 | adviserinfo.sec.gov |
Advisers in Indiana that manage private funds
30 advisers report private funds. The 40 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Oxford Financial Group, LTD | Carmel | IN | 48 | 7 | 34 | Not listed | 3 | $3.40 billion | $23.33 billion | adviserinfo.sec.gov |
| Proteus, LLC | Indianapolis | IN | 29 | 1 | Not listed | Not listed | Not listed | $419.2 million | $259.8 million | adviserinfo.sec.gov |
| Centerfield Capital Partners | Indianapolis | IN | 8 | Not listed | 8 | Not listed | Not listed | $610.8 million | $1.08 billion | adviserinfo.sec.gov |
| High Alpha Studio, LLC | Indianapolis | IN | 8 | Not listed | Not listed | 8 | Not listed | $380.5 million | Not listed | adviserinfo.sec.gov |
| Cid Capital II, Inc. | Carmel | IN | 5 | Not listed | 5 | Not listed | Not listed | $515.8 million | $515.8 million | adviserinfo.sec.gov |
| Sunrise Capital Management, LLC | Fishers | IN | 5 | Not listed | 5 | Not listed | Not listed | $46.7 million | Not listed | adviserinfo.sec.gov |
| 40/86 Advisors, Inc. | Carmel | IN | 3 | Not listed | Not listed | Not listed | Not listed | $298.8 million | $30.50 billion | adviserinfo.sec.gov |
| Ceres Partners, LLC | South Bend | IN | 3 | Not listed | 2 | Not listed | 1 | $327.5 million | $1.96 billion | adviserinfo.sec.gov |
| Fi3 Financial Advisors, LLC | Indianapolis | IN | 3 | Not listed | 2 | Not listed | Not listed | $11.4 million | $1.14 billion | adviserinfo.sec.gov |
| Alloy Partners, Inc. | Indianapolis | IN | 3 | Not listed | Not listed | 3 | Not listed | $34.8 million | Not listed | adviserinfo.sec.gov |
| Rosenthal | Henry Capital Advisors, Inc. | Mishawaka | IN | 3 | 3 | Not listed | Not listed | Not listed | $114.9 million | Not listed | adviserinfo.sec.gov |
| Shepherd Financial | Carmel | IN | 2 | 2 | Not listed | Not listed | Not listed | $44 million | $7.47 billion | adviserinfo.sec.gov |
| Gap Asset Management, LLC | South Bend | IN | 2 | Not listed | 2 | Not listed | Not listed | $287 million | $287 million | adviserinfo.sec.gov |
| Winthrop Capital Management | Carmel | IN | 1 | Not listed | Not listed | Not listed | Not listed | $185.4 million | $3.97 billion | adviserinfo.sec.gov |
| US Agriculture | Carmel | IN | 1 | Not listed | Not listed | Not listed | 1 | $258.9 million | $759.1 million | adviserinfo.sec.gov |
| Halter Ferguson Financial Inc | Carmel | IN | 1 | Not listed | Not listed | Not listed | Not listed | $3.8 million | $705 million | adviserinfo.sec.gov |
| The Wellington GRP LLC | Indianapolis | IN | 1 | Not listed | 1 | Not listed | Not listed | Not listed | $473.6 million | adviserinfo.sec.gov |
| Peloton Capital Management | Indianapolis | IN | 1 | 1 | Not listed | Not listed | Not listed | $4.6 million | $282 million | adviserinfo.sec.gov |
| Ambrose Capital Advisors, LLC | Indianapolis | IN | 1 | Not listed | Not listed | Not listed | 1 | $228.3 million | $228.3 million | adviserinfo.sec.gov |
| BML Capital Management, LLC | Zionsville | IN | 1 | 1 | Not listed | Not listed | Not listed | $73.3 million | Not listed | adviserinfo.sec.gov |
| Bam Credit Manager, LLC | Carmel | IN | 1 | Not listed | Not listed | Not listed | 1 | $33.3 million | Not listed | adviserinfo.sec.gov |
| Barrel Strength Partners LLC | Indianapolis | IN | 1 | Not listed | Not listed | Not listed | Not listed | $5.2 million | Not listed | adviserinfo.sec.gov |
| Elpis Capital Group, LLC | Fishers | IN | 1 | Not listed | Not listed | Not listed | Not listed | $95.1 million | Not listed | adviserinfo.sec.gov |
| Flywheel Fund VI GP LLC | Bloomington | IN | 1 | Not listed | Not listed | 1 | Not listed | $2 million | Not listed | adviserinfo.sec.gov |
| Ground Game Ventures | Indianapolis | IN | 1 | Not listed | Not listed | 1 | Not listed | $28.4 million | Not listed | adviserinfo.sec.gov |
| JTBV | LA Porte | IN | 1 | Not listed | Not listed | 1 | Not listed | $1.1 million | Not listed | adviserinfo.sec.gov |
| Juniper GP, LLC | Clarksville | IN | 1 | Not listed | 1 | Not listed | Not listed | $37.8 million | Not listed | adviserinfo.sec.gov |
| Truedge Asset Management LLC | Indianapolis | IN | 1 | Not listed | Not listed | Not listed | 1 | Not listed | Not listed | adviserinfo.sec.gov |
| Whiskey Capital Finance Co. II, LLC | Jeffersonville | IN | 1 | Not listed | 1 | Not listed | Not listed | $70.3 million | Not listed | adviserinfo.sec.gov |
| Whiskey Capital Finance Co., LLC | Jeffersonville | IN | 1 | Not listed | 1 | Not listed | Not listed | $31.9 million | Not listed | adviserinfo.sec.gov |
Newest SEC registrations in Indiana
2 advisers with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Wealthtrace Advisors, Inc. | Zionsville | IN | October 27, 2026 | Not listed | adviserinfo.sec.gov | |
| Foster Financial Services, LLC | Fort Wayne | IN | August 17, 2026 | Not listed | adviserinfo.sec.gov |
Cities in Indiana
| City | Advisers | AUM |
|---|---|---|
| Indianapolis | 55 | $78.35 billion |
| Carmel | 23 | $93.79 billion |
| Fort Wayne | 14 | $9.25 billion |
More ways to read Indiana
- Advisers in Indiana with $1 billion to $10 billion in AUM
- Advisers in Indiana with $500 million to $1 billion in AUM
- Advisers in Indiana with $100 million to $500 million in AUM
- Advisers in Indiana serving individuals
- Advisers in Indiana serving high net worth individuals
- Advisers in Indiana serving pooled investment vehicles
- Advisers in Indiana serving pension and profit sharing plans
- Advisers in Indiana serving charitable organizations
- Advisers in Indiana serving state and municipal governments
- Advisers in Indiana serving corporations and other businesses
- Private fund advisers in Indiana
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.