Data / Investment advisers / Indiana / Apple Tree Asset Management, LLC
Apple Tree Asset Management, LLC, Fort Wayne, IN: $152 million AUM, SEC registered investment adviser
Apple Tree Asset Management, LLC is an SEC registered investment adviser with its main office in Fort Wayne, Indiana and reports $152 million in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 298437
- SEC file number
- 801-130668
- SEC status
- Approved, effective July 12, 2024
- Main office
- 4321 Flagstaff Cove, Fort Wayne, IN 46815
- Phone
- (260) 637-7278
- Website
- appletreefinancialgroup.com
- Regulatory AUM
- $151,850,105 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $118,206,639
- Non discretionary AUM
- $33,643,466
- Accounts
- 1,430
- Employees
- 7, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 729 | $101 million |
| High net worth individuals | 51 | $50.8 million |
| Charitable organizations | Fewer than 5 | $55,125 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $151.9 million | March 26, 2026 |
| December 1, 2025 | $129.9 million | May 5, 2025 |
Other advisers in Fort Wayne
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dickmeyer Boyce Financial Management, Inc | Fort Wayne | $438.5 million | Not listed | adviserinfo.sec.gov |
| Qbox Fiduciary Solutions, LLC | Fort Wayne | $429.2 million | Not listed | adviserinfo.sec.gov |
| Maripau Wealth Management LLC | Fort Wayne | $363.8 million | Not listed | adviserinfo.sec.gov |
| Tradewell Tax & Financial | Fort Wayne | $320.4 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Advisors LLC | Fort Wayne | $282.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Wayne, IN
- Investment advisers in Indiana
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Apple Tree Asset Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.