Data / Investment advisers / Indiana / Fort Wayne
Investment advisers in Fort Wayne, IN: 14 firms, $9.2 billion in AUM
14 investment advisers have their main office in Fort Wayne, Indiana: 14 SEC registered and 0 exempt reporting. The registered advisers report $9.2 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Phillips Financial with $2.6 billion.
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- 14Advisers
- 14SEC registered
- $9.2 billionTotal AUM
- 13Advisers over $100 million
- 0Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Phillips Financial | Fort Wayne | $2.64 billion | 3,264 | 32 | Not listed | (260) 420-7732 | adviserinfo.sec.gov | |
| Wealth Advisors Group | Fort Wayne | $1.34 billion | 3,297 | 17 | Not listed | (260) 619-3100 | adviserinfo.sec.gov | |
| Vestia Personal Wealth Advisors | Fort Wayne | $1.06 billion | 3,987 | 31 | Not listed | (877) 669-1126 | adviserinfo.sec.gov | |
| Galecki Financial Management Inc | Fort Wayne | $929.5 million | 2,440 | 15 | Not listed | (260) 436-8525 | galecki.com | adviserinfo.sec.gov |
| Howard Bailey Securities, LLC | Fort Wayne | $582.8 million | 4,056 | 46 | Not listed | (260) 482-9559 | adviserinfo.sec.gov | |
| Monarch Capital Management Inc | Fort Wayne | $495.7 million | 373 | 8 | Not listed | (260) 422-2765 | monarchcapitalmgmt.com | adviserinfo.sec.gov |
| Dickmeyer Boyce Financial Management, Inc | Fort Wayne | $438.5 million | 1,253 | 8 | Not listed | (260) 436-2051 | adviserinfo.sec.gov | |
| Qbox Fiduciary Solutions, LLC | Fort Wayne | $429.2 million | 346 | 2 | Not listed | (260) 328-1889 | adviserinfo.sec.gov | |
| Maripau Wealth Management LLC | Fort Wayne | $363.8 million | 3,092 | 24 | Not listed | (260) 493-3930 | adviserinfo.sec.gov | |
| Tradewell Tax & Financial | Fort Wayne | $320.4 million | 1,147 | 8 | Not listed | (260) 490-2084 | adviserinfo.sec.gov | |
| Compass Financial Advisors LLC | Fort Wayne | $282.5 million | 730 | 9 | Not listed | (260) 490-7878 | adviserinfo.sec.gov | |
| Financial Planning Services | Fort Wayne | $212.6 million | 1,067 | 7 | Not listed | adviserinfo.sec.gov | ||
| Apple Tree Asset Management, LLC | Fort Wayne | $151.9 million | 1,430 | 7 | Not listed | (260) 637-7278 | appletreefinancialgroup.com | adviserinfo.sec.gov |
| Foster Financial Services, LLC | Fort Wayne | Not listed | 0 | 3 | Not listed | (260) 234-2200 | adviserinfo.sec.gov |
Newest SEC registrations in Fort Wayne
1 adviser with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Foster Financial Services, LLC | Fort Wayne | IN | August 17, 2026 | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.