Data / Investment advisers / Indiana / Gap Asset Management, LLC
Gap Asset Management, LLC, South Bend, IN: $287 million AUM, SEC registered investment adviser
Gap Asset Management, LLC is an SEC registered investment adviser with its main office in South Bend, Indiana and reports $287 million in regulatory assets under management in its Form ADV filed May 5, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 309925
- SEC file number
- 801-133963
- SEC status
- Approved, effective July 25, 2025
- Main office
- 100 E. Wayne Street Suite 450, South Bend, IN 46601
- Phone
- (574) 485-2146
- Website
- graham-allen.com
- Regulatory AUM
- $286,973,918 in the Form ADV filed May 5, 2026
- Discretionary AUM
- $286,973,918
- Accounts
- 2
- Employees
- 14, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 2: 2 private equity funds
- Gross assets of private funds
- $286,973,918
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $287 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $287 million | March 27, 2026 |
| December 1, 2025 | $269.6 million | June 25, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hendershott Wealth Management, LLC | Fishers | $305.8 million | Not listed | adviserinfo.sec.gov |
| Provider Financial, Inc. | Indianapolis | $304 million | Not listed | adviserinfo.sec.gov |
| Gimbal Financial, LLC | Carmel | $290 million | Not listed | adviserinfo.sec.gov |
| Capital Cities Investments | Indianapolis | $287.9 million | Not listed | adviserinfo.sec.gov |
| Teeple Snyder Newsome Wealth & Tax Management | Brownsburg | $287 million | Not listed | adviserinfo.sec.gov |
| Mosaic Wealth Management LLC | Bloomington | $285 million | Not listed | adviserinfo.sec.gov |
| Freeman, Will & Niemeier, Inc. | Evansville | $284.2 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Advisors LLC | Fort Wayne | $282.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Gap Asset Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.