Data / Investment advisers / Indiana / Walter Keenan Wealth Management
Walter Keenan Wealth Management, South Bend, IN: $983 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Walter Keenan Wealth Management is an SEC registered investment adviser with its main office in South Bend, Indiana and reports $983 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, charitable organizations and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 104838
- SEC file number
- 801-22367
- SEC status
- Approved, effective October 19, 1984
- Legal name
- Walter & Keenan Wealth Management, LLC
- Main office
- 202 S. Michigan St. Suite 910, South Bend, IN 46601
- Phone
- (574) 287-5977
- Website
- walterandkeenan.com
- Regulatory AUM
- $983,280,961 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $835,769,363
- Non discretionary AUM
- $147,511,598
- Accounts
- 479
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 94 | $610.3 million |
| Charitable organizations | 10 | $262.7 million |
| Corporations or other businesses | 4 | $93 million |
| Individuals (other than high net worth individuals) | 50 | $17.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $983.3 million | March 27, 2026 |
| December 1, 2025 | $844.6 million | October 17, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fi3 Financial Advisors, LLC | Indianapolis | $1.14 billion | 3 | adviserinfo.sec.gov |
| Centerfield Capital Partners | Indianapolis | $1.08 billion | 8 | adviserinfo.sec.gov |
| Vestia Personal Wealth Advisors | Fort Wayne | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Archer Investment Corporation | Carmel | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Financial Enhancement Group | Anderson | $987 million | Not listed | adviserinfo.sec.gov |
| Ami Investment Management Inc | Kendallville | $963.6 million | Not listed | adviserinfo.sec.gov |
| Smi Advisory Services, LLC | Columbus | $949 million | Not listed | adviserinfo.sec.gov |
| Galecki Financial Management Inc | Fort Wayne | $929.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Walter Keenan Wealth Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.