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Data / Investment advisers / Indiana / Carmel

Investment advisers in Carmel, IN: 23 firms, $93.8 billion in AUM

23 investment advisers have their main office in Carmel, Indiana: 22 SEC registered and 1 exempt reporting. The registered advisers report $93.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is 40/86 Advisors, Inc. with $30.5 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 23Advisers
  • 22SEC registered
  • 1Exempt reporting
  • $93.8 billionTotal AUM
  • 21Advisers over $100 million
  • 8Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
40/86 Advisors, Inc.Carmel$30.50 billion13843(317) 817-40864086.comadviserinfo.sec.gov
Oxford Financial Group, LTDCarmel$23.33 billion6,59315648(317) 843-5678adviserinfo.sec.gov
Valeo Financial Advisors, LLCCarmel$12.96 billion22,812178Not listed(317) 218-6000adviserinfo.sec.gov
Shepherd FinancialCarmel$7.47 billion3,633552(317) 975-5033adviserinfo.sec.gov
MJ RetirementCarmel$5.49 billion30311Not listed(317) 805-7500adviserinfo.sec.gov
Goelzer Investment ManagementCarmel$4.51 billion1,94534Not listed(317) 264-2600adviserinfo.sec.gov
Winthrop Capital ManagementCarmel$3.97 billion832291(317) 663-7500winthropis.comadviserinfo.sec.gov
Archer Investment CorporationCarmel$1.01 billion5,14780Not listed(317) 581-5664nracpa.comadviserinfo.sec.gov
US AgricultureCarmel$759.1 million4141(317) 678-0700adviserinfo.sec.gov
Halter Ferguson Financial IncCarmel$705 million1,076151(317) 875-0202folkd.comadviserinfo.sec.gov
The Financial Resource CenterCarmel$642.5 million3895Not listed(317) 871-8571carriage-financial.comadviserinfo.sec.gov
Cid Capital II, Inc.Carmel$515.8 million5125(317) 818-5030cidcap.comadviserinfo.sec.gov
Intrepid Financial Planning Group, LLCCarmel$390.4 million1,4573Not listed(317) 818-1776adviserinfo.sec.gov
Gimbal Financial, LLCCarmel$290 million8476Not listed(317) 578-1600gimbalfinancial.comadviserinfo.sec.gov
Strive Financial Group, LLCCarmel$246.7 million1,99112Not listed(317) 590-0146firefighterfinancialadvisor.comadviserinfo.sec.gov
Four Quadrant Wealth Advisors, Inc.Carmel$219 million55234Not listed(877) 441-5144adviserinfo.sec.gov
Greenleaf Financial GroupCarmel$175.2 million4952Not listed(317) 993-3384adviserinfo.sec.gov
Aldebaran Capital, LLCCarmel$166.9 million3062Not listed(317) 818-7827aldebarancapital.comadviserinfo.sec.gov
McMahan Capital ManagementCarmel$135.9 million432Not listed(317) 573-2202mcmahancapital.netadviserinfo.sec.gov
Fortitude Private WealthCarmel$126.5 million3222Not listed(317) 819-8550adviserinfo.sec.gov
Integrated Investment Strategies,Inc.Carmel$104.5 million3343Not listed(317) 843-5577integratedinvestments.comadviserinfo.sec.gov
Sbauer Funds, LLCCarmel$61.3 million17Not listed(317) 814-5000adviserinfo.sec.gov
Bam Credit Manager, LLCCarmelNot listedNot listedNot listed1(463) 227-0773adviserinfo.sec.gov

Advisers in Carmel that manage private funds

8 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Oxford Financial Group, LTDCarmelIN48734Not listed3$3.40 billion$23.33 billionadviserinfo.sec.gov
Cid Capital II, Inc.CarmelIN5Not listed5Not listedNot listed$515.8 million$515.8 millionadviserinfo.sec.gov
40/86 Advisors, Inc.CarmelIN3Not listedNot listedNot listedNot listed$298.8 million$30.50 billionadviserinfo.sec.gov
Shepherd FinancialCarmelIN22Not listedNot listedNot listed$44 million$7.47 billionadviserinfo.sec.gov
Winthrop Capital ManagementCarmelIN1Not listedNot listedNot listedNot listed$185.4 million$3.97 billionadviserinfo.sec.gov
US AgricultureCarmelIN1Not listedNot listedNot listed1$258.9 million$759.1 millionadviserinfo.sec.gov
Halter Ferguson Financial IncCarmelIN1Not listedNot listedNot listedNot listed$3.8 million$705 millionadviserinfo.sec.gov
Bam Credit Manager, LLCCarmelIN1Not listedNot listedNot listed1$33.3 millionNot listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.