Data / Investment advisers / Indiana / The Financial Resource Center
The Financial Resource Center, Carmel, IN: $642 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Financial Resource Center is an SEC registered investment adviser with its main office in Carmel, Indiana and reports $642 million in regulatory assets under management in its Form ADV filed September 11, 2026. Its clients include state and municipal governments, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch The Financial Resource Center (CRD number 316747): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 316747
- SEC file number
- 801-122673
- SEC status
- Approved, effective November 10, 2021
- Legal name
- The Financial Resource Center, Inc.
- Main office
- 9640 Commerce Drive Suite 414, Carmel, IN 46032
- Phone
- (317) 871-8571
- Website
- carriage-financial.com
- Regulatory AUM
- $642,481,363 in the Form ADV filed September 11, 2026
- Non discretionary AUM
- $642,481,363
- Accounts
- 389
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 3 | $521.7 million |
| Individuals (other than high net worth individuals) | 237 | $103.9 million |
| Pension and profit sharing plans | 5 | $13.5 million |
| Corporations or other businesses | 2 | $3.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $642.5 million | March 27, 2026 |
| December 1, 2025 | $407.2 million | March 15, 2025 |
Other advisers in Carmel
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Goelzer Investment Management | Carmel | $4.51 billion | Not listed | adviserinfo.sec.gov |
| Winthrop Capital Management | Carmel | $3.97 billion | 1 | adviserinfo.sec.gov |
| Archer Investment Corporation | Carmel | $1.01 billion | Not listed | adviserinfo.sec.gov |
| US Agriculture | Carmel | $759.1 million | 1 | adviserinfo.sec.gov |
| Halter Ferguson Financial Inc | Carmel | $705 million | 1 | adviserinfo.sec.gov |
| Cid Capital II, Inc. | Carmel | $515.8 million | 5 | adviserinfo.sec.gov |
| Intrepid Financial Planning Group, LLC | Carmel | $390.4 million | Not listed | adviserinfo.sec.gov |
| Gimbal Financial, LLC | Carmel | $290 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carmel, IN
- Investment advisers in Indiana
- Advisers with $500 million to $1 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving individuals
- The Financial Resource Center on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.