Data / Investment advisers / Indiana / Axia Advisory
Axia Advisory, Indianapolis, IN: $1.9 billion AUM, SEC registered investment adviser
Axia Advisory is an SEC registered investment adviser with its main office in Indianapolis, Indiana and reports $1.9 billion in regulatory assets under management in its Form ADV filed May 7, 2026. Its clients include pension and profit sharing plans, pooled investment vehicles and state and municipal governments. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 107571
- SEC file number
- 801-42110
- SEC status
- Approved, effective August 11, 1992
- Legal name
- Axia Advisory, LLC
- Main office
- 20 E. 91st St Ste 202, Indianapolis, IN 46240
- Phone
- (317) 630-2800
- Website
- axiaadvisory.com
- Regulatory AUM
- $1,878,872,773 in the Form ADV filed May 7, 2026
- Discretionary AUM
- $1,028,841,322
- Non discretionary AUM
- $850,031,451
- Accounts
- 128
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 22 | $1.01 billion |
| Pooled investment vehicles | 1 | $318.8 million |
| State or municipal government entities | 9 | $312.7 million |
| High net worth individuals | 40 | $174.1 million |
| Charitable organizations | Fewer than 5 | $48.7 million |
| Individuals (other than high net worth individuals) | 51 | $17.3 million |
| Corporations or other businesses | Fewer than 5 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.88 billion | March 4, 2026 |
| December 1, 2025 | $1.84 billion | October 16, 2025 |
Other advisers in Indianapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Baxter Capital Management Inc | Indianapolis | $4.19 billion | Not listed | adviserinfo.sec.gov |
| Bedel Financial Consulting Inc | Indianapolis | $2.92 billion | Not listed | adviserinfo.sec.gov |
| Global Atlantic Investment Advisors, LLC | Indianapolis | $2.70 billion | Not listed | adviserinfo.sec.gov |
| Woodley Farra | Indianapolis | $2.32 billion | Not listed | adviserinfo.sec.gov |
| Elser Financial Planning, Inc. | Indianapolis | $2.11 billion | Not listed | adviserinfo.sec.gov |
| Invst, LLC | Indianapolis | $1.57 billion | Not listed | adviserinfo.sec.gov |
| Lji Wealth Management, LLC | Indianapolis | $1.37 billion | Not listed | adviserinfo.sec.gov |
| Wallington Asset Management | Indianapolis | $1.32 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indianapolis, IN
- Investment advisers in Indiana
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving pooled investment vehicles
- Axia Advisory on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.