Data / Investment advisers / Indiana / Sym Financial Advisors
Sym Financial Advisors, Winona Lake, IN: $5.8 billion AUM, SEC registered investment adviser
Sym Financial Advisors is an SEC registered investment adviser with its main office in Winona Lake, Indiana and reports $5.8 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include high net worth individuals, pension and profit sharing plans and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 107517
- SEC file number
- 801-23944
- SEC status
- Approved, effective May 15, 1985
- Legal name
- Sym Financial Corporation
- Main office
- 801 Park Ave, Winona Lake, IN 46590
- Phone
- (800) 888-7968
- Regulatory AUM
- $5,813,231,190 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $5,138,201,003
- Non discretionary AUM
- $675,030,187
- Accounts
- 6,673
- Employees
- 84, of which 49 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 848 | $3.39 billion |
| Pension and profit sharing plans | 128 | $1.14 billion |
| Charitable organizations | 10 | $815.1 million |
| Individuals (other than high net worth individuals) | 953 | $415.8 million |
| Corporations or other businesses | 20 | $56 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.81 billion | March 31, 2026 |
| December 1, 2025 | $4.88 billion | October 29, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Oxford Financial Group, LTD | Carmel | $23.33 billion | 48 | adviserinfo.sec.gov |
| Sapient Capital LLC | Indianapolis | $13.76 billion | Not listed | adviserinfo.sec.gov |
| Valeo Financial Advisors, LLC | Carmel | $12.96 billion | Not listed | adviserinfo.sec.gov |
| Shepherd Financial | Carmel | $7.47 billion | 2 | adviserinfo.sec.gov |
| Thurston Springer Advisors | Indianapolis | $6.01 billion | Not listed | adviserinfo.sec.gov |
| MJ Retirement | Carmel | $5.49 billion | Not listed | adviserinfo.sec.gov |
| Goelzer Investment Management | Carmel | $4.51 billion | Not listed | adviserinfo.sec.gov |
| CX Institutional, LLC | Auburn | $4.46 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Sym Financial Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.