Data / Investment advisers / Indiana / Kotys Wealth Professionals
Kotys Wealth Professionals, Valparaiso, IN: $308 million AUM, SEC registered investment adviser
Kotys Wealth Professionals is an SEC registered investment adviser with its main office in Valparaiso, Indiana and reports $308 million in regulatory assets under management in its Form ADV filed July 24, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 168156
- SEC file number
- 801-118738
- SEC status
- Approved, effective May 15, 2020
- Legal name
- TKG Advisors, LLC
- Main office
- 1111 Glendale Blvd Suite 105, Valparaiso, IN 46383
- Phone
- (219) 465-6924
- Website
- kotyswealthpro.com
- Regulatory AUM
- $308,018,184 in the Form ADV filed July 24, 2026
- Discretionary AUM
- $308,018,184
- Accounts
- 885
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 116 | $204.1 million |
| Individuals (other than high net worth individuals) | 205 | $74.5 million |
| Charitable organizations | Fewer than 5 | $26.1 million |
| Pension and profit sharing plans | Fewer than 5 | $3.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $308 million | March 7, 2026 |
| December 1, 2025 | $272.1 million | March 17, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bookends Financial Planning | Indianapolis | $338.3 million | Not listed | adviserinfo.sec.gov |
| Charter Advisory Corporation | Indianapolis | $333.1 million | Not listed | adviserinfo.sec.gov |
| Curry Webb Wealth Management LLC | Indianapolis | $332.4 million | Not listed | adviserinfo.sec.gov |
| Thomas Story and Son LLC | Plymouth | $328.2 million | Not listed | adviserinfo.sec.gov |
| Tradewell Tax & Financial | Fort Wayne | $320.4 million | Not listed | adviserinfo.sec.gov |
| Oneamerica Securities, Inc. | Indianapolis | $306.1 million | Not listed | adviserinfo.sec.gov |
| Hendershott Wealth Management, LLC | Fishers | $305.8 million | Not listed | adviserinfo.sec.gov |
| Provider Financial, Inc. | Indianapolis | $304 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Kotys Wealth Professionals on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.