Data / Investment advisers / Indiana / Axiom Financial Strategies Group, LLC
Axiom Financial Strategies Group, LLC, New Albany, IN: $404 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Axiom Financial Strategies Group, LLC is an SEC registered investment adviser with its main office in New Albany, Indiana and reports $404 million in regulatory assets under management in its Form ADV filed September 28, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Axiom Financial Strategies Group, LLC (CRD number 306618): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 306618
- SEC file number
- 801-117878
- SEC status
- Approved, effective January 2, 2020
- Main office
- 101 W. Spring Street 5th Floor, New Albany, IN 47150
- Phone
- (812) 913-7701
- Regulatory AUM
- $404,117,800 in the Form ADV filed September 28, 2026
- Discretionary AUM
- $404,029,969
- Non discretionary AUM
- $87,831
- Accounts
- 1,382
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 108 | $289.9 million |
| Individuals (other than high net worth individuals) | 467 | $57.8 million |
| Charitable organizations | Fewer than 5 | $51.6 million |
| Corporations or other businesses | Fewer than 5 | $4.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $404.1 million | March 31, 2026 |
| December 1, 2025 | $372.9 million | March 12, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smith Financial | Kokomo | $456.9 million | Not listed | adviserinfo.sec.gov |
| Mindset Wealth Management, LLC | Indianapolis | $445.5 million | Not listed | adviserinfo.sec.gov |
| Dickmeyer Boyce Financial Management, Inc | Fort Wayne | $438.5 million | Not listed | adviserinfo.sec.gov |
| Storen Financial | Zionsville | $438.3 million | Not listed | adviserinfo.sec.gov |
| Qbox Fiduciary Solutions, LLC | Fort Wayne | $429.2 million | Not listed | adviserinfo.sec.gov |
| Forum Private Client Group | Fishers | $403.3 million | Not listed | adviserinfo.sec.gov |
| Oxinas Partners Wealth Management | Jeffersonville | $391 million | Not listed | adviserinfo.sec.gov |
| Intrepid Financial Planning Group, LLC | Carmel | $390.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Axiom Financial Strategies Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.