Data / Investment advisers / Indiana / Sycamore Financial Group
Sycamore Financial Group, Kokomo, IN: $787 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sycamore Financial Group is an SEC registered investment adviser with its main office in Kokomo, Indiana and reports $787 million in regulatory assets under management in its Form ADV filed March 13, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 14143
- SEC file number
- 801-62788
- SEC status
- Approved, effective February 27, 2004
- Legal name
- Sycamore Financial Group, Inc.
- Main office
- 2713 Rockford Lane, Kokomo, IN 46902
- Phone
- (765) 455-1554
- Website
- sycamoreweb.com
- Regulatory AUM
- $787,411,448 in the Form ADV filed March 13, 2026
- Discretionary AUM
- $732,449,845
- Non discretionary AUM
- $54,961,603
- Accounts
- 2,200
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 186 | $573.3 million |
| Individuals (other than high net worth individuals) | 950 | $199.2 million |
| Charitable organizations | 10 | $15 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $787.4 million | March 13, 2026 |
| December 1, 2025 | $681.1 million | March 26, 2025 |
Other advisers in Indiana
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smi Advisory Services, LLC | Columbus | $949 million | Not listed | adviserinfo.sec.gov |
| Galecki Financial Management Inc | Fort Wayne | $929.5 million | Not listed | adviserinfo.sec.gov |
| Atlas Capital Management Corp | Ft Wayne | $869.8 million | Not listed | adviserinfo.sec.gov |
| Lynch & Associates | Newburgh | $831.1 million | Not listed | adviserinfo.sec.gov |
| Hurlow Wealth Management Group, Inc. | Bloomington | $794.4 million | Not listed | adviserinfo.sec.gov |
| Market Street Wealth Management Advisors, LLC | Indianapolis | $776 million | Not listed | adviserinfo.sec.gov |
| US Agriculture | Carmel | $759.1 million | 1 | adviserinfo.sec.gov |
| Quantum Financial Services Inc. | Indianapolis | $730.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Indiana
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Sycamore Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.