Data / Investment advisers / Serving high net worth individuals / Alabama
Investment advisers in Alabama serving high net worth individuals: 74 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
74 SEC registered investment advisers with a main office in Alabama report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $63.3 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Waverly Advisors, LLC.
The request: Every investment adviser in Alabama that serves high net worth individuals, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 74Advisers
- $63.3 billionAUM from this client type
- 73Advisers over $100 million
- November 2, 2026File date
Advisers in Alabama serving high net worth individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Waverly Advisors, LLC | Birmingham | 4,302 | $17.41 billion | $29.87 billion | adviserinfo.sec.gov |
| Aptus Capital Advisors, LLC | Fairhope | 2,358 | $7.76 billion | $14.14 billion | adviserinfo.sec.gov |
| The Welch Group, LLC | Birmingham | 690 | $3.35 billion | $3.68 billion | adviserinfo.sec.gov |
| Keel Point, LLC | Huntsville | 846 | $3.04 billion | $4.07 billion | adviserinfo.sec.gov |
| Eversource Wealth Advisors, LLC | Birmingham | 1,540 | $2.99 billion | $5.10 billion | adviserinfo.sec.gov |
| Stonex Advisors Inc. | Birmingham | 1,020 | $2.60 billion | $5.09 billion | adviserinfo.sec.gov |
| RFG Advisory, LLC | Vestavia Hills | 1,256 | $2.56 billion | $7.97 billion | adviserinfo.sec.gov |
| Oneascent Financial Services LLC | Birmingham | 804 | $1.92 billion | $3.54 billion | adviserinfo.sec.gov |
| Leavell Investment Management, Inc. | Mobile | 536 | $1.90 billion | $3.40 billion | adviserinfo.sec.gov |
| Jackson Thornton Wealth Management, LLC | Montgomery | 355 | $1.64 billion | $2.01 billion | adviserinfo.sec.gov |
| Mitchell, McLeod, Pugh & Williams, Inc. | Mobile | 397 | $1.57 billion | $2.66 billion | adviserinfo.sec.gov |
| Southern Financial Group, LLC | Birmingham | 352 | $768.4 million | $1.05 billion | adviserinfo.sec.gov |
| Lanark Financial, Inc. | Birmingham | 280 | $695.9 million | $1.78 billion | adviserinfo.sec.gov |
| Mayfair Advisory Group, LLC | Birmingham | 154 | $675 million | $806.4 million | adviserinfo.sec.gov |
| BMSS Wesson Wealth Solutions | Birmingham | 184 | $624.2 million | $704 million | adviserinfo.sec.gov |
| Marble Wealth, LLC | Montgomery | 127 | $595 million | $1.05 billion | adviserinfo.sec.gov |
| Sunburst Financial Group, LLC | Vestavia Hills | 256 | $595 million | $808.1 million | adviserinfo.sec.gov |
| Oakworth Asset Management, LLC | Birmingham | 166 | $540.2 million | $846.3 million | adviserinfo.sec.gov |
| Porter White Investment Advisors, Inc. | Birmingham | 80 | $504.3 million | $748.2 million | adviserinfo.sec.gov |
| Vulcan Value Partners LLC | Birmingham | 93 | $501.8 million | $6.08 billion | adviserinfo.sec.gov |
| Fairvoy Private Wealth, LLC | Birmingham | 185 | $493.5 million | $605.1 million | adviserinfo.sec.gov |
| Meld Financial, Inc. | Birmingham | 287 | $485 million | $776.4 million | adviserinfo.sec.gov |
| Johnson Sterling, Inc. | Birmingham | 171 | $451.4 million | $3.90 billion | adviserinfo.sec.gov |
| BHK Investment Advisors | Birmingham | 181 | $433.8 million | $794.1 million | adviserinfo.sec.gov |
| Brown Financial Advisory | Fairhope | 154 | $389 million | $468.2 million | adviserinfo.sec.gov |
| JMF Capstone Wealth Management | Tuscaloosa | 107 | $378.1 million | $416.1 million | adviserinfo.sec.gov |
| Bonaventure Capital, LLC | Birmingham | 19 | $365.1 million | $493.8 million | adviserinfo.sec.gov |
| Truewealth Advisors, LLC | Hoover | 297 | $363.7 million | $547.5 million | adviserinfo.sec.gov |
| BCR Wealth Strategies | Vestavia | 127 | $361.5 million | $528.1 million | adviserinfo.sec.gov |
| Steadmont Advisors, LLC | Birmingham | 130 | $359.4 million | $430.7 million | adviserinfo.sec.gov |
| Capsouth Wealth Management | Dothan | 121 | $353.7 million | $1.00 billion | adviserinfo.sec.gov |
| Mainsail Asset Management, LLC | Birmingham | 91 | $348.6 million | $598.8 million | adviserinfo.sec.gov |
| Navigate Wealth Management, LLC | Birmingham | 131 | $343.1 million | $429.6 million | adviserinfo.sec.gov |
| Kassouf Wealth Advisors, LLC | Birmingham | 112 | $337.5 million | $471.3 million | adviserinfo.sec.gov |
| Axient Investment Advisors LLC | Huntsville | 271 | $327.3 million | $454 million | adviserinfo.sec.gov |
| Smith Thornton Advisors, LLC | Huntsville | 91 | $305.6 million | $852.3 million | adviserinfo.sec.gov |
| Money Management Services Inc | Birmingham | 153 | $290 million | $442.7 million | adviserinfo.sec.gov |
| Oneascent Wealth Management | Birmingham | 126 | $261.5 million | $475.6 million | adviserinfo.sec.gov |
| Aull & Monroe | Mobile | 59 | $253.5 million | $323.2 million | adviserinfo.sec.gov |
| Timberchase Financial, LLC | Homewood | 93 | $247.5 million | $280.2 million | adviserinfo.sec.gov |
| Oneascent Family Offices | Birmingham | 35 | $232.1 million | $544.5 million | adviserinfo.sec.gov |
| Park Place Capital Corporation | Homewood | 36 | $229.3 million | $879.2 million | adviserinfo.sec.gov |
| Trust Advisory Group LTD | Birmingham | 70 | $214.4 million | $313.5 million | adviserinfo.sec.gov |
| 6th Street Advisors, LLC | Daphne | 165 | $204.4 million | $256.5 million | adviserinfo.sec.gov |
| Approach Retirement Advisors, LLC | Birmingham | 59 | $187.8 million | $227.5 million | adviserinfo.sec.gov |
| Wilkins Miller Wealth Management, LLC | Mobile | 79 | $187.7 million | $257.5 million | adviserinfo.sec.gov |
| Hayek Kallen Investment Management L.L.C. | Fairhope | 21 | $186.5 million | $424.4 million | adviserinfo.sec.gov |
| Anderson Growth Partners, LLC | Birmingham | 172 | $169.7 million | $1.01 billion | adviserinfo.sec.gov |
| Longview Financial Advisors, Inc. | Huntsville | 70 | $157.6 million | $208.2 million | adviserinfo.sec.gov |
| Naviant Partners, LLC | Fairhope | 57 | $152.1 million | $177.3 million | adviserinfo.sec.gov |
| Colarion | Mountain Brook | 54 | $149 million | $188.3 million | adviserinfo.sec.gov |
| Cloud Investments, LLC | Huntsville | 76 | $145.3 million | $404 million | adviserinfo.sec.gov |
| Bluewater Wealth Advisors, LLC | Vestavia Hills | 19 | $144 million | $145.8 million | adviserinfo.sec.gov |
| Blalock Williams, LLC | Alexander City | 48 | $139.1 million | $242.6 million | adviserinfo.sec.gov |
| Williams Financial Group | Mobile | 163 | $133.7 million | $354.8 million | adviserinfo.sec.gov |
| Retirement Advisors, Inc. | Mobile | 82 | $131.5 million | $159.6 million | adviserinfo.sec.gov |
| Greybox Investments | Birmingham | 32 | $123.3 million | $176.7 million | adviserinfo.sec.gov |
| Magnolia Wealth Management LLC | Dothan | 100 | $116.5 million | $183.3 million | adviserinfo.sec.gov |
| Walton Financial | Birmingham | 49 | $115.7 million | $182.9 million | adviserinfo.sec.gov |
| BHK Securities, LLC | Birmingham | 61 | $111.4 million | $128.4 million | adviserinfo.sec.gov |
| Southern Capital Services Inc | Daphne | 42 | $107.4 million | $192.5 million | adviserinfo.sec.gov |
| Tucker Financial Group | Montgomery | 62 | $93.5 million | $339 million | adviserinfo.sec.gov |
| Canterbury Capital Wealth Management, LLC | Tuscaloosa | 54 | $85 million | $132.1 million | adviserinfo.sec.gov |
| Ellis Wealth Advisors, LLC | Madison | 35 | $73 million | $155 million | adviserinfo.sec.gov |
| Aragon Capital, LLC | Homewood | 63 | $63 million | $112.1 million | adviserinfo.sec.gov |
| Brighthaven Financial Advisors | Huntsville | 24 | $61.6 million | $106.6 million | adviserinfo.sec.gov |
| Infinity Tax & Financial Planning | Huntsville | 32 | $50.9 million | $100 million | adviserinfo.sec.gov |
| Brookline Investments, Inc. | Birmingham | 20 | $47.7 million | $281.5 million | adviserinfo.sec.gov |
| PMD Advisory | Hoover | 37 | $40.8 million | $111.6 million | adviserinfo.sec.gov |
| Strauss Financial Group | Hoover | 1 | $30 million | $276 million | adviserinfo.sec.gov |
| Bright Investments, LLC | Auburn | 23 | $26.9 million | $151.5 million | adviserinfo.sec.gov |
| Oneascent Investment Solutions, LLC | Birmingham | 3 | $13.4 million | $987.2 million | adviserinfo.sec.gov |
| Fidelis Capital, LLC | Birmingham | 2 | $6.3 million | $18.3 million | adviserinfo.sec.gov |
| Cook & Bynum Capital Management, LLC | Birmingham | 1 | $2.7 million | $359.8 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.