Data / Investment advisers / California / Comprehensive Financial Management LLC
Comprehensive Financial Management LLC, Los Gatos, CA: $18.5 billion AUM, SEC registered investment adviser
Comprehensive Financial Management LLC is an SEC registered investment adviser with its main office in Los Gatos, California and reports $18.5 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals and charitable organizations. It is paid through hourly charges, fixed fees and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 159641
- SEC file number
- 801-73689
- SEC status
- Approved, effective March 20, 2012
- Main office
- 720 University Avenue Suite 110, Los Gatos, CA 95032
- Phone
- (408) 358-3316
- Regulatory AUM
- $18,518,437,773 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $18,518,437,773
- Accounts
- 30
- Employees
- 38, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- hourly charges, fixed fees, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 13 | $17.22 billion |
| Charitable organizations | 12 | $374.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $18.52 billion | March 31, 2026 |
| December 1, 2025 | $17.89 billion | April 18, 2025 |
Other advisers in Los Gatos
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Scharf Investments, LLC | Los Gatos | $4.21 billion | Not listed | adviserinfo.sec.gov |
| Libra Wealth LLC | Los Gatos | $639.8 million | Not listed | adviserinfo.sec.gov |
| Legacy Capital Group California, Inc. | Los Gatos | $535.7 million | Not listed | adviserinfo.sec.gov |
| Rice Financial Consulting, Inc. | Los Gatos | $287.2 million | Not listed | adviserinfo.sec.gov |
| Kane Investment Management, Inc. | Los Gatos | $240.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Gatos, CA
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Comprehensive Financial Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.