Data / Investment advisers / California / Legacy Capital Group California, Inc.
Legacy Capital Group California, Inc., Los Gatos, CA: $536 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Legacy Capital Group California, Inc. is an SEC registered investment adviser with its main office in Los Gatos, California and reports $536 million in regulatory assets under management in its Form ADV filed April 22, 2026. Its clients include high net worth individuals, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and commissions.
The request: Watch Legacy Capital Group California, Inc. (CRD number 111436): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111436
- SEC file number
- 801-69566
- SEC status
- Approved, effective September 10, 2008
- Main office
- 459 Monterey Avenue Suite 100, Los Gatos, CA 95030
- Phone
- (408) 399-6330
- Regulatory AUM
- $535,737,470 in the Form ADV filed April 22, 2026
- Discretionary AUM
- $535,737,470
- Accounts
- 1,763
- Employees
- 17, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 155 | $204.5 million |
| Corporations or other businesses | 26 | $203 million |
| Pension and profit sharing plans | 30 | $79.4 million |
| Charitable organizations | 17 | $37.4 million |
| Pooled investment vehicles | 3 | $11.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $535.7 million | April 22, 2026 |
| December 1, 2025 | $608.4 million | November 5, 2025 |
Other advisers in Los Gatos
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Comprehensive Financial Management LLC | Los Gatos | $18.52 billion | Not listed | adviserinfo.sec.gov |
| Scharf Investments, LLC | Los Gatos | $4.21 billion | Not listed | adviserinfo.sec.gov |
| Libra Wealth LLC | Los Gatos | $639.8 million | Not listed | adviserinfo.sec.gov |
| Rice Financial Consulting, Inc. | Los Gatos | $287.2 million | Not listed | adviserinfo.sec.gov |
| Kane Investment Management, Inc. | Los Gatos | $240.5 million | Not listed | adviserinfo.sec.gov |
| Asl Financial, LLC | Los Gatos | $186.7 million | Not listed | adviserinfo.sec.gov |
| Partnership Capital Growth Investors Management, LLC | Los Gatos | $141.5 million | 4 | adviserinfo.sec.gov |
| Orchard City Wealth Management, LLC | Los Gatos | $116.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Gatos, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Legacy Capital Group California, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.