Data / Investment advisers / California / Asl Financial, LLC
Asl Financial, LLC, Los Gatos, CA: $187 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Asl Financial, LLC is an SEC registered investment adviser with its main office in Los Gatos, California and reports $187 million in regulatory assets under management in its Form ADV filed January 5, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Asl Financial, LLC (CRD number 115479): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 115479
- SEC file number
- 801-121203
- SEC status
- Approved, effective May 13, 2021
- Main office
- 987 University Avenue Suite 8, Los Gatos, CA 95032
- Phone
- (408) 283-7256
- Regulatory AUM
- $186,708,263 in the Form ADV filed January 5, 2026
- Discretionary AUM
- $178,943,028
- Non discretionary AUM
- $7,765,235
- Accounts
- 190
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 110 | $125 million |
| Individuals (other than high net worth individuals) | 66 | $30.9 million |
| Pension and profit sharing plans | 14 | $30.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $186.7 million | January 5, 2026 |
| December 1, 2025 | $162.5 million | January 13, 2025 |
Other advisers in Los Gatos
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Scharf Investments, LLC | Los Gatos | $4.21 billion | Not listed | adviserinfo.sec.gov |
| Libra Wealth LLC | Los Gatos | $639.8 million | Not listed | adviserinfo.sec.gov |
| Legacy Capital Group California, Inc. | Los Gatos | $535.7 million | Not listed | adviserinfo.sec.gov |
| Rice Financial Consulting, Inc. | Los Gatos | $287.2 million | Not listed | adviserinfo.sec.gov |
| Kane Investment Management, Inc. | Los Gatos | $240.5 million | Not listed | adviserinfo.sec.gov |
| Partnership Capital Growth Investors Management, LLC | Los Gatos | $141.5 million | 4 | adviserinfo.sec.gov |
| Orchard City Wealth Management, LLC | Los Gatos | $116.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Gatos, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Asl Financial, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.