Data / Investment advisers / Florida / Novak & Powell Financial Services, Inc.
Novak & Powell Financial Services, Inc., St. Petersburg, FL: $359 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Novak & Powell Financial Services, Inc. is an SEC registered investment adviser with its main office in St. Petersburg, Florida and reports $359 million in regulatory assets under management in its Form ADV filed March 22, 2026. Its clients include individuals. It is paid through a percentage of assets under management.
The request: Watch Novak & Powell Financial Services, Inc. (CRD number 112970): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 112970
- SEC file number
- 801-108964
- SEC status
- Approved, effective January 24, 2017
- Main office
- 146 Second St N Suite 310, St. Petersburg, FL 33701
- Phone
- (727) 451-3440
- Website
- carrteam.com
- Regulatory AUM
- $359,464,704 in the Form ADV filed March 22, 2026
- Discretionary AUM
- $359,464,704
- Accounts
- 945
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 426 | $359.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $359.5 million | March 22, 2026 |
| December 1, 2025 | $333.6 million | March 28, 2025 |
Other advisers in St. Petersburg
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Yale Capital Corp. | St. Petersburg | $5.62 billion | Not listed | adviserinfo.sec.gov |
| Cyndeo Wealth Partners | St. Petersburg | $3.15 billion | 1 | adviserinfo.sec.gov |
| Ars Wealth Advisors | St. Petersburg | $1.64 billion | Not listed | adviserinfo.sec.gov |
| Newfound Research LLC | St. Petersburg | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Directed Capital Advisors | St. Petersburg | $419.6 million | 2 | adviserinfo.sec.gov |
| Amuni Financial, Inc. | St Petersburg | $194.6 million | Not listed | adviserinfo.sec.gov |
| Cyber Hornet Etfs LLC | St. Petersburg | $167.6 million | Not listed | adviserinfo.sec.gov |
| Sagace Wealth Management | St. Petersburg | $162.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Petersburg, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Novak & Powell Financial Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.